The GoFiler Suite: Choosing the Right Compliance Software

Novaworks has provided software for SEC compliance to a wide range of clients for over a decade. From large financial printers to smaller filing agents, from public corporations to mutual funds and individual registrants, the GoFiler Suite has a solution to fit your reporting needs.

 

Filing Agent

Law Firm

Financial Printer

Public Corporation

Reporting Owner

Mutual Fund Municipal Advisor Broker-dealer Large Trader Security-based Swap Data Repository Transfer Agent Exempt Corporation
GoFiler Online


Use a web portal to create, edit, and file various EDGAR forms:

  • Section 16: 3, 3/A, 4, 4/A, 5, 5/A
  • Regulation Crowdfunding: C, C/A, C/A-W, C-AR, C-AR/A, C-AR-W, C-AR-W/A, C-TR, C-TR-W, C-U, C-U-W, C-W
  • Regulation D: D, D/A
  • Institutional Manager: 13F-HR, 13F-HR/A, 13F-NT, 13F-NT/A
  • Municipal Adviser: MA, MA/A, MA-A, MA-I, MA-I/A, MA-W
  • Transfer Agent: TA-1, TA-1/A, TA-2, TA-2/A, TA-W
  • Money Market Fund: N-MFP2, N-MFP2/A

Learn more

GoFiler


Three tiers of features to provide tools for every EDGAR form type:

  • All EDGARLink Online Forms (such as 10-Q, 10-K, S-1, etc.)
  • HTML Conversion from Word, Excel, PowerPoint, Adobe InDesign and PDF
  • XBRL Support for US GAAP, Risk/Return and IFRS
  • Section 16: 3, 3/A, 4, 4/A, 5, 5/A
  • Regulation A: 1-A, 1-A/A, 1-A-W, 1-A-W/A, 1-A POS, 1-K, 1-K/A, 1-SA,1-SA/A, 1-U, 1-U/A, 1-Z, 1-Z/A, 1-Z-W, 1-Z-W/A, 253G1, 253G2, 253G3, 253G4, DOS, DOS/A, DOSLTR
  • Regulation Crowdfunding: C, C/A, C/A-W, C-AR, C-AR/A, C-AR-W, C-AR-W/A, C-TR, C-TR-W, C-U, C-U-W, C-W
  • Regulation D: D, D/A
  • Large Trader: 13H, 13H-A, 13H-Q, 13H-I, 13H-T, 13H-R
  • Institutional Manager: 13F-HR, 13F-HR/A, 13F-NT, 13F-NT/A
  • Municipal Adviser: MA, MA/A, MA-A, MA-I, MA-I/A, MA-W
  • Security-based Swap Data Repository: SDR, SDR/A, SDR-A, SDR-W
  • Broker-dealer: 17HACON, 17HACON/A, 17HQCON, 17HQCON/A, X-17A-5, X-17A-5/A
  • Transfer Agent: TA-1, TA-1/A, TA-2, TA-2/A, TA-W
  • Funds: NPORT-NP, NPORT-NP/A, NPORT-P, NPORT-P/A, N-CEN, N-CEN/A, NT N-CEN, NT N-CEN/A, N-MFP2, N-MFP2/A

Learn more

Go13


Create, edit and file 13F and 13H variants with additional support for SC 13D and SC 13G:

  • Forms SC 13G, SC 13G/A, SC 13D, SC 13D/A
  • Forms 13F-HR, 13F-HR/A, 13F-NT, 13F-NT/A
  • Forms 13H, 13H-A, 13H-Q, 13H-I, 13H-T, 13H-R

Learn more

Go16


Tools for creating ownership documents and filings Section 16 forms to EDGAR:

  • Forms 3, 3/A, 4, 4/A, 5, 5/A

Learn more

GoNSAR


Modern software to create the answer file for NSAR filings with support for new forms created by the SEC's Investment Company Modernization:

  • N-CEN: Forms N-CEN, N-CEN/A, NT N-CEN, NT N-CEN/A
  • Portfolio Reporting: NPORT-NP, NPORT-NP/A, NPORT-P, NPORT-P/A
  • Legacy N-SAR: Forms NSAR-A, NSAR-A/A, NSAR-AT, NSAR-AT/A, NSAR-B, NSAR-B/A, NSAR-BT, NSAR-BT/A, NSAR-U, NSAR-U/A

Learn more

GoFormD


Create and file notices of exempt offerings under Regulation D

  • Forms D, D/A

Learn more

GoMFP


Create and file the monthly schedule of portfolio holdings for money market funds:

  • Forms N-MFP2, N-MFP2/A
  • Open legacy Forms N-MFP, N-MFP/A, N-MFP1 and N-MFP1/A or import data directly from these forms into Form N-MFP2

Learn more

GoMA


Create and file disclosures for municipal advisors:

  • Forms MA, MA/A, MA-A, MA-I, MA-I/A, MA-W

Learn more

GoXBRL


Create and edit XBRL reports with support for the following taxonomies:

  • US GAAP (2009-2017)
  • Risk/Return 2010, 2012
  • IFRS 2016
  • RXD 2013
  • With additional support for user created taxonomies

Learn more

 

 

 

Our website uses cookies to give you the best user experience on our website and to help us deliver our services. By using our services, you agree to our use of cookies. Click here for more information.
OK