Wednesday, February 08. 2023
FERC, NARUC Joint Federal-State Task Force on Electric Transmission to Discuss Physical Security of the Transmission System
The Joint Federal-State Task Force on Electric Transmission will convene a meeting on Wednesday, February 15th from 1:30 p.m. to 4:00 p.m. ET. The Task Force meetings are free for the public to attend via webcast, and registration is not required. Interested parties may submit comments related to the proceedings by following the instructions on the FERC website. {expires: 2023-02-16}
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Monday, February 06. 2023
SEC Issues Reminder of Upcoming Form 144 Electronic Filing Compliance Deadline
The SEC has reminded affected filers about the April 13, 2023 compliance deadline for transitioning from paper filing to electronic filing for Form 144. In accordance with the SEC’s June 2022 adopted amendments concerning EDGAR filing requirements, certain Form 144 filings must be made on the SEC’s EDGAR system, for which filers must ensure that they have an account. The electronic filing requirement applies to all Form 144 filings except for related to securities of issuers that do not file 1934 Act reports with the SEC on EDGAR.
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SEC’s Small Business Advisory Committee to Discuss Capital Raising in 2023
The SEC’s Small Business Capital Formation Advisory Committee will hold a meeting on Tuesday, February 7, 2023, from 10:00 a.m. to 3:30 p.m. ET. The Committee will address matters related to facilitating start-up creation and growth by discussing what makes entrepreneurial communities work effectively. Members of the public may join the live meeting via webcast on sec.gov. {expires: 2023-02-08}
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Thursday, February 02. 2023
Novaworks Corporate Website Planned Maintenance
The Novaworks Corporate Website will be unavailable for approximately one hour on February 3rd starting at 1:00 a.m. ET for planned maintenance. {expires: 2023-02-04}
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Wednesday, February 01. 2023
SEC’s Division of Corporation Finance Updates Financial Reporting Manual and Exchange Act Rules, Forms
On January 31st, the SEC announced that it has updated sections of its Division of Corporation Finance Financial Reporting Manual, as well as the Exchange Act Rules and Exchange Act Forms.
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Tuesday, January 31. 2023
SEC Proposes Revisions to Ethics Rules Regulating Securities Trading by Employees, Solicits Feedback
On January 30th, the SEC, in conjunction with the Office of Government Ethics, proposed amendments to the SEC’s ethics rules to enhance, revise and improve the overall efficacy of the agency’s ethics compliance program. More specifically, the proposed amendments would add new requirements and prohibitions to the existing program, which includes particularly strict ethics requirements within the executive branch for all SEC employees and their immediate families.
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Friday, January 27. 2023
SEC Revises and Re-proposes Rule to Prohibit Conflicts of Interest in Certain Securitizations
On January 25th, the SEC announced that it is updating and re-proposing rules initially proposed in 2011 that would prohibit conflicts of interest in certain securitization transactions, as required by Congress. The Dodd-Frank Wall Street Reform and Consumer Protection Act added new Section 27B to the Securities Act to reintroduce and clarify the original proposed rules and to require the SEC to issue rules to implement the prohibition and related exceptions.
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Wednesday, January 25. 2023
FERC Enhances Reliability Standards for Monitoring Electric Grid Cyber Systems
On January 19th, the FERC approved rules to improve the cybersecurity of the grid by issuing several directives to the North American Electric Reliability Corporation (NERC). Under the new rules, the NERC is required to develop and submit reliability standards for FERC approval that would require internal network security monitoring (INSM) for both medium-impact systems with high-speed internet connections and high-impact bulk electric system (BES) cyber systems with external routable connectivity.
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Monday, January 23. 2023
New Release (5.17b) for the GoFiler Family of Products
Version 5.17b of all applications in the GoFiler Suite has been released. This release corresponds to EDGAR 22.4.1 and contains corrections and improvements to Form 13F.
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On January 23rd, the SEC announced that it has established new fee rates in accordance with Section 31 of the Securities Exchange Act of 1934. The fee rates that apply to most securities transactions will be set at $8.00 per million dollars and will go into effect on February 27th. The rate each self-regulatory organization is required to pay the SEC will remain $22.90 per million dollars for covered sales occurring on charge dates through February 26th. For more information on the charge date, refer to Rule 31(a)(3) and Exchange Act Release No. 49928 on the SEC’s website.
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Friday, January 20. 2023
SEC’s Small Business Advocate to Hold Annual Capital Call
The SEC’s Office of the Advocate for Small Business Capital Formation will host its annual Capital Call on Tuesday, January 24, 2023, beginning at 1:00 p.m. EST. The event is free, open to the public, but registration is required to join the discussion and ask questions live during the webcast. Those planning to attend may also submit questions in advance via email to smallbusiness@sec.gov. {expires: 2023-01-25}
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Thursday, January 19. 2023
SEC Staff to Hold Open Meeting to Discuss Prohibition Against Conflicts of Interest in Certain Securitizations
The SEC’s Division of Corporation Finance will hold a meeting via webcast to consider whether to propose a new rule to implement Section 27B of the Securities Act of 1933, as added by Section 621 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The meeting is free, open for the public to attend, and will take place on Wednesday, January 25, 2023, at 10:00 a.m. ET. The meeting will be webcast on the SEC’s website at sec.gov. {expires: 2023-01-26}
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XBRL US to Host Webinar: Government Financial Reporting – Data Standards and the Financial Data Transparency Act
XBRL US staff is holding a webinar to help government agencies comply with the Financial Data Transparency Act (FDTA) requirement that financials be prepared in machine-readable format. The session is designed to clarify for government issuers the purpose for the legislation and its effect on government entities. The one-hour webinar will take place on Tuesday, January 24, 2023, and will begin at 3:00 p.m. ET. The event is free and open to the public, but registration is required. {expires: 2023-01-25}
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Tuesday, January 17. 2023
Simplify FERC Reporting with XBRLworks
XBRLworks is the smart, cloud-based financial reporting solution that streamlines compliance with FERC regulations by connecting people, processes, and data. Our user-friendly solution allows you to access your FERC filings from any device, anywhere. XBRLworks is all of your compliance needs met with one trusted solution.
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SEC Releases Annual Report on Website Modernization
In December 2022, the SEC released its annual report on existing SEC websites or digital services under Section 3(d) of the 21st Century Integrated Digital Experience Act of 2018. The report suggests that EDGAR Next program may be delayed.
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