Solutions that make your life easier.

Creating regulatory compliance solutions for EDGAR, FERC, and municipal filers.


GoFiler
Meet GoFiler

Streamline financial reporting to the SEC’s EDGAR system with compliance software that fits your organization. GoFiler is the most advanced, flexible, and cost-effective software on the market that can satisfy your compliance needs.

XBRLworks
Compliance for Utilities

Introducing XBRLworks, our cloud solution for transmitting periodic reports to the FERC eForms system. This easy-to-use tool offers simple compliance in a secure, collaborative environment at a fraction of the cost.

About the FDTA
The Financial Data Transparency Act

Changes are coming for governments and governmental entities with the passage of the FDTA. Continuing disclosures, including ACFR reporting, will be moving to a new open data standard. Learn more about what this could mean for you.

 


 

SEC Proposes Amendments to Enhance Oversight of Registered Transfer Agents

 

On September 1st, the SEC proposed revisions to the rules and forms that regulate registered transfer agents, entities that represent an essential part of the US clearance and settlement framework. The rulemaking marks the first substantial update to these rules since the early 1980s. The proposal introduces new rules, amends existing requirements, modernizes significant registration and reporting forms, and rescinds one outdated rule.

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Posted: September 2, 2026 2:30 pm by LeAnn Dey in SEC, Corporation Finance, Investment Management, DERA

SEC Issues Guidance on Misuse of Tagging Elements in BDCs’ Statements of Operations

August 31, 2026 3:30 pm – DERA completed its review of tagging in BDCs’ fiscal 2025 Form 10‑K statements of operations, identifying issues in how certain income and expense items were tagged. [...]

SEC Proposes New Regulation Crypto Assets, Solicits Comment

August 28, 2026 3:45 pm – On August 18th, the SEC proposed Regulation Crypto Assets, an original framework that details how federal securities laws apply to crypto assets, trading platforms, and brokers [...]

SEC Staff Issues Semi-Annual Report to Congress on Use of Machine-Readable Data

August 20, 2026 2:45 pm – The SEC issued its semiannual report to Congress on public and internal use of machine‑readable corporate disclosure data, as required by the 2022 Financial Data Transparency Act [...]