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SEC Closed Monday, November 11
The SEC will be closed Monday, November 11 in observance of Veterans Day. The EDGAR System will not receive, process or accept filings on this day. Filings with a due date of November 11 will be due the following business day.
Posted: November 8, 2019 4:52 pm by The Novaworks Team in SEC News, Filer News, Novaworks News
SEC Division of Enforcement Publishes Annual Report for Fiscal Year 2019
November 8, 2019 4:42 pm – The SEC’s Division of Enforcement issued its yearly report for fiscal year 2019 on November 6th. [...]
SEC Proposes to Modernize Advertising and Cash Solicitation Rules for Investment Advisers
November 7, 2019 6:01 pm – On November 4th, the SEC proposed new amendments that would modernize rules under the Investment Advisers Act that focus on investment advisor advertisements and payments to solicitors. [...]
SEC Proposes Amendments to Modernize Shareholder Proposal Rule
November 6, 2019 4:57 pm – The SEC has proposed amendments to modernize Exchange Act Rule 14a-8, the shareholder proposal rule. [...]