The SEC will be closed Monday, November 11 in observance of Veterans Day. The EDGAR System will not receive, process or accept filings on this day. Filings with a due date of November 11 will be due the following business day.
Posted: November 8, 2019 4:52 pm by The Novaworks Team in SEC News, Filer News, Novaworks News
November 8, 2019 4:42 pm – The SEC’s Division of Enforcement issued its yearly report for fiscal year 2019 on November 6th. [...]
November 7, 2019 6:01 pm – On November 4th, the SEC proposed new amendments that would modernize rules under the Investment Advisers Act that focus on investment advisor advertisements and payments to solicitors. [...]
November 6, 2019 4:57 pm – The SEC has proposed amendments to modernize Exchange Act Rule 14a-8, the shareholder proposal rule. [...]