The SEC has requested public comment on way to simplify and improve the exempt offering framework with the goal of expanding investment opportunities and promoting capital formation while maintaining appropriate investor protections. The Concept Release on Harmonization of Securities Offering Exemptions reviews the framework for exempt offerings, including several exemptions from registration under the Securities Act of 1933 that facilitate capital raising.
Posted: June 19, 2019 5:17 pm by The Novaworks Team in SEC News, Filer News
June 19, 2019 9:01 am – On June 10, 2019, the SEC updated the PAUSE list to add 11 soliciting entities, four impersonators of genuine firms, and nine bogus regulators. [...]
June 17, 2019 10:55 am – With compliance dates approaching, reviewing the SEC’s mandate for operating companies and funds that they report their financial information in Inline XBRL is important. [...]
June 14, 2019 3:35 pm – Starting June 10, 2019, new filers seeking access to EDGAR must now use an updated online version of the Form ID EDGAR access application. [...]