The SEC’s latest update to the published CUSIP database contained an internal formatting change that causes additional whitespace in the CUSIP data. This is in turn causing issues when users check CUSIPs using the tools available in Form 13F View. This problem will be resolved in our next update (currently scheduled for April 20). Until then, we are providing the following workaround for users.

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Posted: April 6, 2020 1:47 pm by The Novaworks Team in Filing Help, Novaworks News

SEC’s Office of the Chief Accountant Issues Statement on the Importance of High-Quality Financial Reporting in Light of COVID-19

April 6, 2020 9:43 am – The SEC released a statement from its Office of the Chief Accountant concerning the importance of high-quality financial reporting given the significant impacts of the ongoing COVID-19 pandemic. [...]

Federal Agencies to Consider Comments on Volcker Rule Modifications Submitted After the Expiration of Comment Period

April 3, 2020 12:11 pm – Five federal financial regulatory agencies announced that they will consider comments submitted before May 1, 2020 on the proposal to modify the Volcker rule’s general prohibition on banking entities investing in or sponsoring hedge funds or private equity funds. This is an extension from April 1st. [...]

SEC Small Business Advocate to Host Virtual Coffee Breaks Discussing Small Businesses Raising Capital

April 2, 2020 10:56 am – The SEC's Office of the Advocate for Small Business Capital Formation announced that it is hosting a series of virtual coffee breaks to engage with the public to discuss updates, trends, and perspectives on how COVID-19 is impacting raising capital. [...]