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Inline XBRL

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SEC’s Division of Corporation Finance Provides Guidance in Advance of a Possible Government Shutdown

 

On September 27th, the SEC advised that, in the event of a government shutdown, the Division of Corporation Finance’s activities will be significantly limited. Particularly, during a shutdown, the Division will be unable to accommodate requests for accelerating registration statements effectiveness, nor will it be able to qualify Form 1-A offering statements.

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Posted: September 29, 2023 7:00 am by LeAnn Dey in SEC, EDGAR News

SEC Guides Registrants Concerning Pending Registration Statements and Offering Statements During Potential Government Shutdown

September 28, 2023 1:24 pm – In the event of government shutdown, SEC's Division Corporation Finance will be unable to accelerate registration statements effectiveness or qualify Form 1-A offering statements. [...]

SEC Adopts Revised Privacy Act Rule

September 27, 2023 7:00 am – The SEC has approved revisions to the current regulation under the Privacy Act of 1974, the primary law that oversees how personal information is treated within the federal government. [...]

SEC Adopts Rule Improvements to Inhibit the Use of Misleading Investment Fund Names

September 26, 2023 7:30 am – The SEC has adopted amendments to the Fund Names Rule to address certain broad categories of investment company names that may mislead investors about an investment company's investments and risks. [...]