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SEC Adopts Temporary Final Rule to Address Form ID Notarization Challenges

The SEC and its staff recognize that the COVID-19 public health crisis has presented challenges for some entities and individuals who require initial access to file through the EDGAR system, particularly those applicants who have experienced trouble obtaining notarization of the authorized signature on the Form ID application. This notarization process is required by Rule 10(b) of Regulation S-T.

Posted: March 27, 2020 2:46 pm by The Novaworks Team in SEC News, Filing Help, Filer News

SEC Provides Additional Temporary Regulatory Relief and Assistance to Market Participants Affected by COVID-19

March 27, 2020 12:50 pm – The SEC announced it will provide additional temporary regulatory relief to market participants due to the impacts of COVID-19, which involves parties needing to gain access to make filings on the EDGAR system, certain company filing obligations under Regulation A and Regulation Crowdfunding, and filing requirements for municipal advisers. [...]

SEC Extends Conditional Exemptions From Reporting and Proxy Delivery Requirements In Light of Coronavirus Disease 2019

March 25, 2020 5:05 pm – The SEC announced that it is extending the filing periods covered by its previously enacted conditional reporting relief for certain public company filing obligations under the federal securities laws. It is also extending regulatory relief that was previously provided to funds and investment advisers whose operations may be affected by COVID-19. [...]

Form ID and Notorization Issues

March 24, 2020 4:06 pm – The SEC is addressing Form ID notorization issues and other issues with notorization that will impact access to information on the EDGAR system during the COVID-19 pandemic. [...]