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SEC Updates List of Entities Using Inaccurate Information to Solicit Investors
Posted: January 21, 2021 2:35 pm by The Novaworks Team in SEC News
SEC Announces January 29 Virtual Meeting of the Small Business Capital Formation Advisory Committee
January 21, 2021 2:23 pm – The SEC announced that its Small Business Capital Formation Advisory Committee will hold a remote meeting on Friday, January 29, 2021 at 10:00 a.m. to discuss rules and regulations affecting small and emerging companies and their investors under the federal securities laws. [...]
New Release (5.6b) for the GoFiler Family of Products
January 19, 2021 5:36 pm – Version 5.6b of all applications in the GoFiler Suite has been released. [...]
Second Fee Rate Advisory for Fiscal Year 2021
January 19, 2021 9:49 am – The SEC has issued a notice concerning new fee rates under Section 31 of the Securities Exchange Act of 1934 setting the rate for most securities transactions at $5.10 per million dollars beginning February 25, 2021. [...]