EDGAR Release

Release 22.3

(September 19, 2022)

Release 22.3: On September 19, 2022, EDGAR Release 22.3 introduced the following change:

In Release No. 34-95148, the Commission adopted amendments to require institutional investment managers to file confidential treatment requests for filings made under section 13(f) of the Securities Exchange Act of 1934 electronically on EDGAR.
 EDGAR was updated to add the following new form types to EDGAR Online Forms:
13F-CTR: Form 13F Confidential Treatment Request
13F-CTR/A: Amendment to a Form 13F Confidential Treatment Request (including a de novo request, if any)
 The new form types are accessible by selecting the "File Form 13F Confidential Treatment Request (Form 13F-CTR)" link on the EDGAR Filing Website. Additionally, filers may construct XML submissions for these form types by following the "EDGAR Form 13F XML Technical Specification" document available on the SEC's Public Website (https://www.sec.gov/info/edgar/tech-specs).
 See Chapter 3 (Index to Forms), Chapter 5 (Constructing Attached Documents and Document Types), Chapter 7 (Preparing and Transmitting EDGARLink Online Submissions), Chapter 8 (Preparing and Transmitting Online Submissions), Appendix A (Messages Reported by EDGAR), and Appendix E (Automated Conformance Rules for EDGAR Data Fields) of the EDGAR Filer Manual, Volume II: "EDGAR Filing."
In Release No. 34-95148, the Commission also adopted amendments to require the electronic submission of applications for orders under the Investment Advisers Act of 1940 on EDGAR. Applicants should submit applications under the following submission types, as applicable: 40-APP, 40-APP/A, 40-OIP, 40-OIP/A, 40-6B, 40-6B/A.
In Release 33-11070, the Commission adopted rule and form amendments to require electronic filing of Form 144 on EDGAR. Form 144 may only be filed using the new online version of the form available on the EDGAR OnlineForms Management Website or constructed by filers according to the new "EDGAR Form 144 XML Technical Specification" document available on the SEC's Public Website (https://www.sec.gov/info/edgar/tech-specs).
 The submission types 144 and 144/A will be accessible on the EDGAR OnlineForms Website by selecting the "File Form 144" link under their respective names (144 and 144/A). Instructions to file the filer-constructed XML version are included in Chapter 7 (Preparing and Transmitting EDGARLink Online Submission) and Chapter 8 DRAFT (Preparing and Transmitting Online Submissions) of the EDGAR Filer Manual, Volume II: "EDGAR Filing."
In Release 33-11047, the Commission adopted technical amendments to various rules and forms, including amendments to Form N-MFP and Form N-CEN to clarify instructions and correct typographical errors. Conforming text changes were made to the style sheets for Form N-MFP and Form N-CEN and the online application for Form N-CEN. See Chapter 8 (Preparing and Transmitting Online Submissions) of the EDGAR Filer Manual, Volume II: "EDGAR Filing."

 

Please refer to the Release Notes for more information regarding the changes made to EDGAR.