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Creating regulatory compliance solutions for EDGAR, FERC, and municipal filers.


GoFiler
Meet GoFiler

Streamline financial reporting to the SEC’s EDGAR system with compliance software that fits your organization. GoFiler is the most advanced, flexible, and cost-effective software on the market that can satisfy your compliance needs.

XBRLworks
Compliance for Utilities

Introducing XBRLworks, our cloud solution for transmitting periodic reports to the FERC eForms system. This easy-to-use tool offers simple compliance in a secure, collaborative environment at a fraction of the cost.

About the FDTA
The Financial Data Transparency Act

Changes are coming for governments and governmental entities with the passage of the FDTA. Continuing disclosures, including ACFR reporting, will be moving to a new open data standard. Learn more about what this could mean for you.

 


 

SEC Announces 2026 National Compliance Seminar for Investment Advisers and Investment Companies

 

The SEC's Divisions of Examinations, Investment Management, and the Asset Management Unit of the Division of Enforcement jointly will host a compliance outreach program to encourage open communications and coordination among securities regulators and the industry concerning mutual fund, investment adviser, and broker-dealer compliance issues. The seminar will take place on Thursday, November 19, 2026, from 8:30 a.m. to 5:30 p.m. Eastern. The event is free, open to the public, and will be streamed on the SEC’s site.

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Posted: November 13, 2026 2:45 pm by LeAnn Dey in SEC, Investment Management

SEC Broadens Preview of December 2026 EDGAR Release 26.4

November 12, 2026 4:30 pm – SEC issued an expanded preview of upcoming updates to the EDGAR system’s technical specifications ahead of the next software release, currently scheduled for December 7, 2026 [...]

Veterans Day

November 10, 2026 9:30 am – SEC FERC closed Nov. 11 for Veterans Day. EDGAR will not accept filings. November 11 filing deadlines move to the next business day. FERC eForms will continue accepting submissions [...]

FERC Alerts Filers to Phishing Scam

November 5, 2026 3:45 pm – FERC has warned market participants that scammers are sending phishing emails pretending to be from the agency, including fake payment instruction updates [...]