Saturday, September 10. 2022

SEC Publishes Insider Transactions Data Sets

On September 2nd, the SEC announced that the Insider Transactions Data Sets are available for download on sec.gov. Under Section 16 of the Securities Exchange Act of 1934, senior executives, directors, and 10%+ shareholders (also referred to as insiders) must make initial and ongoing filings pertaining to their company stock holdings. This also includes the requirement that insiders report most of their transactions in the company’s stock. Continue reading "SEC Publishes Insider Transactions Data Sets" »
Posted by
LeAnn Dey
in DERA, SEC at 11:19

Tuesday, September 06. 2022

FERC Releases Updates to eForms Refresh

The FERC has announced that the eForms Accepted Filings RSS feed was updated to support the performance of the eForms system. RSS feed subscriptions are limited to 650 current filings. Continue reading "FERC Releases Updates to eForms Refresh" »
Posted by
LeAnn Dey
in eForms News, FERC at 10:12

Friday, September 02. 2022

Labor Day

The SEC will be closed Monday, September 5th in observance of Labor Day. The EDGAR System will not receive, process or accept filings on this day. Filings with a due date of September 5 will be due the following business day. The FERC will also be closed in observation of Labor Day. eForms will accept filings submitted on September 5th. {expires: 2022-09-06} Continue reading "Labor Day" »
Posted by
The Novaworks Team
in FERC, Novaworks News, SEC at 12:39

SEC Modifies Whistleblower Rules to Encourage Whistleblower Tips

On August 26th, the SEC adopted two amendments to Exchange Act Rules 21F-3 and 21F-6. These rules regulate the SEC’s whistleblower program, which was established in 2010. The first rule change expands the circumstances in which the SEC is allowed to pay whistleblowers for their information and assistance in connection with non-SEC actions in additional circumstances. The second rule affirms the SEC’s authority to consider the factors as well as the dollar amount of a potential award to increase an award but not to lower an award. Continue reading "SEC Modifies Whistleblower Rules to Encourage..." »
Posted by
LeAnn Dey
in SEC at 10:29

Tuesday, August 30. 2022

SEC Approves Pay Versus Performance Disclosure Rules

On August 25th, the SEC announced that it has approved amendments to implement the pay versus performance provision as required by Congress in the Dodd-Frank Act. Under the newly adopted rules, registrants are required to disclose information about the relationship between executive compensation actually paid by a registrant and the registrant’s financial performance.

Continue reading "SEC Approves Pay Versus Performance Disclosure..." »
Posted by
LeAnn Dey
in Corporation Finance, SEC, XBRL at 13:42

Monday, August 29. 2022

SEC Publishes Fee Rate Advisory #1 for Fiscal Year 2023

On August 26th, the SEC announced that the fees that public companies and other issuers pay to register their securities with the SEC will be $110.20 per million dollars, an increase from $92.70 per million dollars in the previous fee rate advisory. The change in the fee rate will be effective October 1. Continue reading "SEC Publishes Fee Rate Advisory #1 for Fiscal..." »
Posted by
LeAnn Dey
in SEC at 10:25

Friday, August 26. 2022

XBRLworks Scheduled Maintenance

XBRLworks will be unavailable during scheduled maintenance today, August 26th, from 3:00 p.m. to 6:00 p.m. ET. During this time, the application will be updated to version 1.2a. {expires: 2022-08-29} Continue reading "XBRLworks Scheduled Maintenance" »
Posted by
The Novaworks Team
in Development, FERC Filing Help, XBRLworks Updates at 13:10

SEC, CFTC Announce Proposed Amendments to Enhance Private Fund Reporting

The SEC has announced that, in conjunction with the Commodity Futures Trading Commission (CFTC), it is proposing amendments to Form PF that would revise reporting requirements for all filers and large hedge fund advisers. Form PF is the confidential reporting form for certain SEC-registered investment advisers to private funds. This includes those also registered with the CFTC as a commodity pool operator (CPO) or commodity trading adviser (CTA). Continue reading "SEC, CFTC Announce Proposed Amendments to..." »
Posted by
LeAnn Dey
in SEC at 11:23

Friday, August 19. 2022

SEC Announces Proposed Rules to Enhance Clearing Agency Governance and to Mitigate Conflicts of Interest

The SEC has proposed new rules to enhance conditions regarding governance throughout all registered clearing agencies by decreasing the probability that conflicts of interest may impact the board of directors or another governing body of a registered clearing agency. Continue reading "SEC Announces Proposed Rules to Enhance..." »
Posted by
LeAnn Dey
in Investor Education, SEC at 13:52

Wednesday, August 17. 2022

New Release (5.15c) for the GoFiler Family of Products

Version 5.15c of all applications in the GoFiler Suite has been released. This release corresponds to EDGAR 22.2.2 and contains support for the 2022 Q3 supplement to the US GAAP taxonomy as well as new features to paste HTML that contains XDX engrams and new options for the Send to EDGARLink Online function. Additional corrections and improvements were made to XDX processing.

Continue reading "New Release (5.15c) for the GoFiler Family of..." »
Posted by
The Novaworks Team
in GoFiler Updates, Novaworks News at 16:29

SEC Announces XBRL Taxonomy Update

On August 15th, the SEC updated the EDGAR system to Release 22.2.2 which will now support the 2022Q3 supplemental US GAAP Financial Reporting Taxonomy and 2022Q3 supplemental SEC Reporting Taxonomy (SRT). The 2022Q3 supplements to the US GAAP Financial Reporting Taxonomy and SRT are comparable to supplements that the Financial Accounting Standards Board published on its website on August 2, 2022. Continue reading "SEC Announces XBRL Taxonomy Update" »
Posted by
LeAnn Dey
in EDGAR News, SEC, US GAAP Taxonomy, XBRL at 11:10

Tuesday, August 09. 2022

SEC Announces Public Availability of Form 13F Data Sets

On August 2nd, the SEC announced that the Form 13F Data Sets are now available for download. The Form 13F Data Sets provide the securities holding information required of institutional investment managers under Section 13(f) of the Securities Exchange Act of 1934. The securities holding information is also made accessible to the public in structured Form 13F filings with the SEC. The data is extracted from the XML-based section of public Form 13F submissions made in the SEC’s EDGAR system. Continue reading "SEC Announces Public Availability of Form 13F..." »
Posted by
LeAnn Dey
in DERA, SEC Filing Help at 16:02

Monday, August 08. 2022

SEC Staff to Hold Open Meeting to Discuss Proposing Amendments to Form PF

The SEC’s Division of Investment Management will hold a meeting via webcast on sec.gov to discuss and consider whether to propose amendments to Form PF to amend reporting requirements for all filers and large hedge fund advisers. The meeting is free, open for the public to attend, and will take place on Wednesday, August 10, 2022 at 10:00 a.m. ET. {expires: 2022-08-11} Continue reading "SEC Staff to Hold Open Meeting to Discuss..." »
Posted by
LeAnn Dey
in Events, SEC, SEC Filing Help at 14:33

Thursday, July 28. 2022

CEF Tagging Guide Now Available for Download

In April 2020, the SEC adopted rules in its Release 33-10771 that revised the registration, communications, and offering processes for closed-end investment companies (CEFs) and business development companies (BDCs) under the Securities Act of 1933. In addition to introducing new XML-based Form 24F-2, CEF and BDC entities will now be required to tag financial reporting information in a structured data format in their submissions to the EDGAR system. As the deadline for this change approaches, Novaworks has created a free guide to aid companies in creating their first structured data reports. Continue reading "CEF Tagging Guide Now Available for Download" »
Posted by
The Novaworks Team
in Novaworks News, SEC, SEC Filing Help, XBRL at 13:27

Office of Public Participation to Host Webinar on How to File Comments and Participate in FERC Matters

The FERC’s Office of Public Participation (OPP) will host a webinar to discuss how the public, including consumers and consumer advocates, may file official comments using FERC’s eFiling and eComment online applications. The seminar is intended to boost public interaction with the FERC’s processes and decision-making by providing the fundamentals of participating in the commenting process. {expires: 2022-08-31} Continue reading "Office of Public Participation to Host Webinar..." »
Posted by
LeAnn Dey
in Events, FERC at 12:33
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