The SEC’s Atlanta Regional Office and the Division of Examinations will be hosting a compliance outreach event to discuss compliance for registered investment advisers. The meeting will take place on Wednesday, June 14, 2023, from 2:00 p.m. to 3:15 p.m. ET. {expires: 2023-06-15} Continue reading "SEC Staff to Hold Webinar: Compliance Matters" »

The SEC’s Division of Trading and Markets will hold an open meeting via webcast on sec.gov on Wednesday, June 7, 2023 at 10:00 a.m. ET. The meeting is free and open for the public to attend. {expires: 2023-06-07} Continue reading "SEC’s Division of Trading and Markets to Hold..." »

The SEC’s Small Business Capital Formation Advisory Committee will hold an open meeting via webcast on sec.gov to discuss matters concerning rules and regulations affecting small and emerging businesses and their investors under the federal securities laws. The meeting will take place on Wednesday, June 14, 2023 at 10:00 a.m. ET, and is free and open for the public to attend. {expires: 2023-06-15} Continue reading "SEC’s Small Business Capital Formation Advisory..." »

The SEC's Boston Regional Office, in conjunction with the FBI and the Consumer Financial Protection Bureau, will hold a meeting to discuss current scams and how older Americans may be better protected from fraud. This virtual event is free for the public to join and takes place on Monday, June 5th at 2:00 p.m. Attendees may submit questions for event speakers in advance via email to Boston@sec.gov. {expires: 2023-06-05} Continue reading "SEC Staff to Host Webinar: Protecting Older..." »

The FERC will hold its monthly open meeting via webcast on ferc.gov on Thursday, May 18, 2023, at 10:00 a.m. ET. The one-hour meeting is open for the public to attend. {expires: 2023-05-19} Continue reading "FERC to Hold Monthly Open Commission Meeting" »

The SEC’s Division of Trading and Markets will hold an open meeting via webcast on sec.gov to address matters related to Covered Clearing Agency Resilience and Recovery and Wind-Down Plans. The meeting will take place on Wednesday, May 17, 2023 at 10:00 a.m. and is free and open for the public to attend. {expires: 2023-05-18} Continue reading "SEC Staff to Discuss Covered Clearing Agency..." »

The SEC’s Division of Investment Management has announced that it will host its inaugural “Conference on Emerging Trends in Asset Management”, which will bring together academics and members of the asset management industry. The remote conference will take place on Friday, May 19, 2023, from 10:00 a.m. to 5:00 p.m. ET. The event is free and open to the public via live webcast on sec.gov. Interested parties may register for the conference until Wednesday, May 17th. {expires: 2023-05-20} Continue reading "SEC Announces First Conference on Emerging..." »

The FERC will hold its monthly open meeting via webcast on ferc.gov on Thursday, April 20, 2023, at 10:00 a.m. ET. The one-hour meeting is open for the public to attend. {expires: 2023-04-21}

Continue reading "FERC to Hold Its Monthly Open Commission Meeting" »

The SEC’s Office of Municipal Securities (OMS) has announced that it will host its 2023 Municipal Securities Disclosure Conference, which will be attended by Chair Gary Gensler, OMS staff, SEC Commissioners, and market participants. The conference will take place on May 10, 2023, from 9:30 a.m. to 5:00 p.m. ET. The event is free for the public to attend but registration is required by May 5, 2023. {expires: 2023-05-10} Continue reading "SEC Announces 2023 Office of Municipal..." »

Novaworks will host a free webinar to show filers in the utilities and energy industries a fast, easy, and cost-effective way to prepare and submit Form 714 to the FERC in the required XBRL format. The event will be held Wednesday, April 19, 2023, at 2:00 p.m. ET. You can register here. Space is limited, so reserve your spot today!

Continue reading "Novaworks to Host Free Webinar on Filing Form..." »

The FERC has announced a two-day North American Electric Reliability Corporation (NERC) Standard Drafting Team meeting that will take place April 17–April 18.

{expires: 2023-04-19} Continue reading "NERC’s Standard Drafting Team to Hold a Two-Day..." »

The SEC’s Small Business Office has opened registration for its 42nd Annual Government-Business Forum on Small Business Capital Formation, which is held annually in accordance with the Small Business Investment Incentive Act of 1980. The forum is an event for members of the public and private sectors, including entrepreneurs, investors, and other leaders, to gather and discuss capital raising and develop suggestions for policy impacting emerging businesses and their investors. The remote event will take place Monday, April 24 through Thursday, April 27, with each 90-minute session beginning at 1:00 p.m. ET each day. {expires: 2023-04-28} Continue reading "SEC Announces Registration for Virtual 2023..." »

The SEC’s Division of Trading and Markets will convene a meeting on April 14, 2023 to consider reopening the comment period for proposed amendments to Rule 3b-16 under the Securities Exchange Act of 1934. The original comment period for the proposed amendments closed on April 18, 2022. {expires: 2023-04-15} Continue reading "SEC Staff to Discuss Reopening Comment Period..." »

On April 3rd, the SEC’s Office of Investor Education and Advocacy (OIEA) announced that the theme for April’s National Financial Capability Month is “Investing For Everyone”. Throughout April, SEC leadership and staff will promote free tools and resources that will be available on investor.gov. The staff will also take part in investor education events nationwide that are geared toward students, underrepresented communities, older investors, and the military. Continue reading "SEC Offers Free Investor Education Resources..." »

The Financial Accounting Standards Board (FASB) will host a webinar to discuss improvements made to both the 2023 GAAP Financial Reporting Taxonomy for recently published FASB Accounting Standards Updates and the 2023 SEC Reporting Taxonomy (SRT). The improvements made were based on the 2023 Taxonomy Releases, which included compiled feedback and internal analysis. The 90-minute webinar will take place on Tuesday, April 11, 2023 and will begin at 1:00 p.m. ET. {expires: 2023-04-12} Continue reading "FASB to Host Webinar on 2023 GAAP/SRT and..." »