Friday, March 01. 2024
SEC’s Division of Trading and Markets to Discuss Climate Disclosures
The SEC’s Division of Trading and Markets will hold an open meeting via webcast on sec.gov that will take place on Wednesday, March 6, 2024, at 9:45 a.m. ET. The meeting is free and open for the public to attend. During the meeting, SEC staff will consider climate-related disclosure requirements.
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Wednesday, February 28. 2024
SEC Staff to Hold Investor Advisory Committee Meeting
The SEC’s Investor Advisory Committee will hold an open meeting via webcast on sec.gov on Thursday, March 7, 2024, at 10:00 a.m. ET. The meeting is free and open for the public to attend. It will feature two panels on equity market structure and materiality as a disclosure standard. {expires: 2024-03-08}
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Friday, February 23. 2024
SEC’s Staff to Discuss Accredited Investor Definition and IPOs
The SEC’s Small Business Capital Formation Advisory Committee will hold an open meeting via webcast on sec.gov to discuss matters concerning rules and regulations affecting small and emerging businesses and their investors under the federal securities laws. The meeting will take place on Tuesday, February 27, 2024, at 10:00 a.m. ET. This meeting is free and open for the public to attend. {expires: 2024-02-28}
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Wednesday, January 31. 2024
SEC’s Division of Trading and Markets to Hold Open Meeting
The SEC’s Division of Trading and Markets has announced that it has rescheduled its open meeting to Tuesday, February 6, 2024, at 10:00 a.m. The meeting was originally scheduled for Wednesday, January 31, at 9:30 a.m. ET. The meeting is free, open for the public to attend and will be webcast on sec.gov. During the meeting, the Division will explore the definition of certain phrases as they relate to the regulation of liquidity providers. {expires: 2024-02-07}
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Monday, January 22. 2024
SEC Staff to Hold Open Meeting Concerning SPACs
The SEC’s Division of Corporation Finance will hold an open meeting via webcast on sec.gov that will take place on Wednesday, January 24, 2024, at 10:00 a.m. ET. The meeting is free and open for the public to attend and will cover matters concerning special purpose acquisition companies (SPACs). {expires: 2024-01-25}
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Tuesday, January 16. 2024
FERC to Hold Its Monthly Open Commission Meeting
The FERC will hold its monthly open meeting via webcast on ferc.gov on Thursday, January 18, 2024 at 10:00 a.m. ET. The one-hour meeting is open for the public to attend. {expires: 2024-01-18}
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Wednesday, December 20. 2023
XBRL US Webinar: FDTA Impact on Municipal Bond Investors
To explore the impact of the Financial Data Transparency Act (FDTA) of 2022, XBRL US will hold a webinar that will feature discussions with municipal bond investors who will share their views on what data they use, what kind of issuers they follow, and how access to digitized municipal bond issuer data could change how they work. The FDTA requires disclosures from municipal bond issuers to be made available to investors and other data users in a searchable, machine-readable and structured format. Municipal bond investors will also share insights on the technology impact of data standards, machine-learning, and artificial intelligence on the municipal marketplace. The virtual seminar will take place on January 17, 2024, from 3:00 p.m. 4:00 p.m. ET. {expires: 2023-01-18}
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Monday, December 18. 2023
FERC to Hold Its Monthly Open Commission Meeting
The FERC will hold its monthly open meeting via webcast on ferc.gov on Tuesday, December 19, 2023, at 10:00 a.m. ET. The one-hour meeting is open for the public to attend. {expires: 2023-12-20}
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Monday, December 11. 2023
SEC Staff to Hold Open Meeting
The SEC’s Division of Trading and Markets and the Office of the Chief Accountant will hold an open meeting via webcast on sec.gov that will take place on Wednesday, December 13, 2023, at 10:00 a.m. ET. The meeting is free and open for the public to attend. {expires: 2023-12-14}
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Monday, December 04. 2023
SEC Staff to Hold Investor Advisory Committee Meeting
The SEC’s Investor Advisory Committee will hold an open meeting via webcast on sec.gov that will take place on Thursday, December 7, 2023, at 10:00 a.m. ET. The meeting is free and open for the public to attend. The meeting will cover committee matters, including subcommittee reports and approval of previous meeting minutes. {expires: 2023-12-08}
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Tuesday, November 28. 2023
SEC, MSRB, FINRA to Co-Sponsor Compliance Outreach for Municipal Market Professionals
The SEC, the Municipal Securities Rulemaking Board (MSRB), and Financial Industry Regulatory Authority (FINRA) jointly will host a virtual Compliance Outreach Program especially designed to help municipal market participants better understand their compliance obligations. Staff from each organization will address the current state of the examination, enforcement, and regulatory framework, and will discuss what lies ahead. The outreach event will take place on Thursday, December 7, 2023, from 10:30 a.m. 4:30 p.m. ET. This webcast is free and open for the public to attend but registration is required. {expires: 2023-12-08}
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Monday, November 20. 2023
SEC’s Small Business Capital Formation Advisory Committee to Hold Open Meeting
The SEC’s Small Business Capital Formation Advisory Committee will hold an open meeting via webcast on sec.gov to discuss matters concerning rules and regulations affecting small and emerging businesses and their investors under the federal securities laws. The meeting will take place on Wednesday, November 29, 2023, at 10:00 a.m. ET and is free and open for the public to attend. {expires: 2023-11-30}
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Tuesday, November 14. 2023
FERC to Hold Its Monthly Open Commission Meeting
The FERC staff will hold its monthly open meeting via webcast on ferc.gov on Thursday, November 16, 2023, at 10:00 a.m. ET. The one-hour meeting is open for the public to attend. {expires: 2023-11-17}
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Monday, October 16. 2023
SEC’s Division of Trading and Markets to Discuss Volume-Based Exchange Transaction Pricing for NMS Stocks
The SEC’s Division of Trading and Markets will hold an open meeting concerning volume-based exchange transaction pricing for NMS stocks via webcast on sec.gov. The web meeting will take place on Wednesday, October 18, 2023, at 10:00 a.m. ET and is free and open for the public to attend. {expires: 2023-10-19}
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Friday, October 13. 2023
FERC to Hold Its Monthly Open Commission Meeting
The FERC staff will hold its monthly open meeting via webcast on ferc.gov on Thursday, October 19, 2023, at 10:00 a.m. ET. The one-hour meeting is open for the public to attend. {expires: 2023-10-20}
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