Tuesday, May 09. 2023
SEC Releases Draft 2023 Open-End Fund Taxonomy
On May 4th, the SEC adopted amendments to its current rules and forms that will require open-end management investment companies to provide annual and semiannual reports to shareholders that are both concise and visually engaging and that highlight key information for retail investors to assess and monitor their fund investments. More information is available in the SEC’s October 2022 final rule, Tailored Shareholder Reports for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements.
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Wednesday, May 03. 2023
SEC Reopens Comment Period for Modernization of Beneficial Ownership Reporting Proposal
On April 28th, the SEC reopened the comment period for its February 2022 proposal, Modernization of Beneficial Ownership Reporting. The agency also announced that its Division of Economic and Risk Analysis (DERA) released a memorandum that provides supplemental data and analysis related to the proposed amendments’ economic effects. The proposal would amend certain rules that govern beneficial ownership reporting under Exchange Act Sections 13D and 13G, which would enhance disclosure requirements, reduce information imbalances, and provide more timely information to meet the needs of investors and the market.
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Tuesday, May 02. 2023
SEC Provides Updated Market Structure Metrics
On May 2nd, the SEC’s Market Structure staff released updated metrics on its webpage. The SEC created the Market Structure webpage on sec.gov to promote better understanding of equity markets and equity market structure through the use of data and analytics.
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Friday, March 24. 2023
SEC Proposes to Revise the Submission of Certain Forms, Filings, and Materials Under the Securities Exchange Act
On March 22nd, the SEC proposed rules and amendments that would require the electronic filing, submission, or posting of certain forms, filings, and other materials required under the Securities Exchange Act. These amendments are intended to enhance the SEC’s collection and analysis of this data by proposing that a number of these forms and other materials be submitted electronically to the SEC via the SEC’s EDGAR system using structured data.
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Thursday, March 23. 2023
SEC Office of Municipal Securities Publishes Staff Guidance for Registration of Municipal Advisors
On March 20th, the SEC’s Office of Municipal Securities updated its Registration of Municipal Advisors Frequently Asked Questions webpage to add a section, entitled Completion of Form MA, Form MA-I, and Form MA-NR. The addition is designed to enhance transparency and efficacy within the municipal advisor registration process and provide increased clarity to registrants.
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Tuesday, March 21. 2023
FASB to Host Webinar on 2023 GAAP/SRT and Enhancements to SEC Reporting Taxonomy
The Financial Accounting Standards Board (FASB) will host a webinar to discuss improvements made to both the 2023 GAAP Financial Reporting Taxonomy for recently published FASB Accounting Standards Updates and the 2023 SEC Reporting Taxonomy (SRT). The improvements made were based on the 2023 Taxonomy Releases, which included compiled feedback and internal analysis. The 90-minute webinar will take place on Tuesday, April 11, 2023 and will begin at 1:00 p.m. ET. {expires: 2023-04-12}
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Posted by LeAnn Dey
in Accounting, Data Quality Committee, Events, FASB News, SEC, SEC Filing Help, US GAAP Taxonomy
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Friday, March 17. 2023
EDGAR Release 23.1
The SEC has announced that EDGAR 23.1 will occur on March 20, 2023.
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Continue reading "EDGAR Release 23.1" »
Tuesday, March 07. 2023
SEC Releases New Draft EDGAR Filer Manual for EDGAR 23.1
The SEC has announced that it has released its draft of the EDGAR® Filer Manual, Volume II: “EDGAR Filing” (Version 65). This draft Volume II of the EDGAR Filer Manual is accessible to filers in anticipation of feedback, and to help issuers prepare for potential modifications to the EDGAR system detailed in the draft and scheduled to be implemented in EDGAR Release 23.1 on March 20, 2023.
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Friday, March 03. 2023
Novaworks' Webinar on Executive Compensation Disclosure Now Available for Viewing
On February 22nd, Novaworks hosted a virtual seminar, presented by our experts in XBRL disclosure, to help filers adjust to the changes associated with the SEC’s adoption of final rules regarding Executive Compensation Disclosures. These disclosures must now be tagged in Inline XBRL. This webinar is now available to view on YouTube.com.
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Thursday, March 02. 2023
SEC Issues Fee Rate Advisory #3 For Fiscal Year 2023
On March 1st, the SEC announced that it has determined that a mid-year adjustment to the Section 31 fee rate for fiscal year 2023 is not required. The fee rates that apply to most securities transactions will remain at the current rate of $8.00 per million (as previously announced in January 2023). The rate will remain in place until September 30, 2023 or 60 days following the passing of a regular FY 2024 appropriation, whichever is later. Additionally, the Section 31 assessment on security futures transactions will remain unchanged at $0.0042 for each round turn transaction.
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Tuesday, February 28. 2023
SEC Approves Final Rules to Extend Form 144 Filing Deadlines
On February 21st, the SEC announced that it is adopting an amendment to Regulation S-T to extend the filing deadline for Form 144. The SEC is also adopting technical amendments to improve the consistency of recently updated provisions related to the filing format of Form 144.
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Tuesday, February 21. 2023
SEC’s Division of Corporate Finance Publishes Regulation S-K Revisions
The SEC’s Division of Corporation Finance announced that it has updated sections of its Compliance & Disclosure Interpretations (C&DIs), which make up the Division’s interpretations for Regulation S-K. The revisions include new questions and answers in Section 128D and updates to certain sections of Section 228D of Regulation S-K.
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Monday, February 06. 2023
SEC Issues Reminder of Upcoming Form 144 Electronic Filing Compliance Deadline
The SEC has reminded affected filers about the April 13, 2023 compliance deadline for transitioning from paper filing to electronic filing for Form 144. In accordance with the SEC’s June 2022 adopted amendments concerning EDGAR filing requirements, certain Form 144 filings must be made on the SEC’s EDGAR system, for which filers must ensure that they have an account. The electronic filing requirement applies to all Form 144 filings except for related to securities of issuers that do not file 1934 Act reports with the SEC on EDGAR.
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Wednesday, February 01. 2023
SEC’s Division of Corporation Finance Updates Financial Reporting Manual and Exchange Act Rules, Forms
On January 31st, the SEC announced that it has updated sections of its Division of Corporation Finance Financial Reporting Manual, as well as the Exchange Act Rules and Exchange Act Forms.
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Friday, January 13. 2023
XBRL US to Discuss Solutions to Common Issues in XBRL Preparation
XBRL US will be hosting a webinar to help corporate issuers who are faced with many choices working with the XBRL US GAAP Taxonomy when submitting financials to the SEC. The one-hour webinar will take place on Tuesday, February 7, 2023, and will begin at 3:00 p.m. ET. The event is free and open to the public, but registration is required. {expires: 2023-02-08}
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