On April 28th, the SEC's Division of Economic and Risk Analysis (DERA) released new data and analysis related to key market areas of public issuers, exempt offerings, commercial mortgage-backed securities (CMBS), asset-backed securities (ABS), money market funds, and security-based swap dealers (SBSD) with the aim of increasing transparency and understanding of capital markets.
The following reports are now accessible on the SEC’s website:
- Counts of Reporting Issuers Subject to the Securities Act of 1933 and the Securities Exchange Act of 1934 and Public Firms in 2023: this report analyzes the number of reporting issuers that, in 2023, were either registered under the Exchange Act or registered offerings under the Securities Act and filed Forms 10-K, 10-KT, 20-F, or 40-F.
- Market Statistics of Exempt Offerings under Regulations A, D, and Crowdfunding: this report provides revised statistics through calendar year 2024 for these regulations, including the number of offerings by type and year and the total amount of capital raised
- Issuance and Credit Rating Activity in the CMBS Market: this report provides data on approximately $1.6 trillion of CMBS issuances over a nine-year period, including the number of new CMBS deals and the types of offerings, and considers and analyzes the CMBS rating activity of SEC-registered nationally recognized statistical rating organizations (NRSROs)
- Asset-Backed Securities Markets: Issuance and Structure: this report examines data on approximately $6 trillion of US ABS issuances between 2014 and 2024, providing information about the size and structure of ABS markets, statistics on new ABS deals, and analysis of the ABS rating activity of NRSROs for the relevant period
- Influences on Money Market Fund Price Variations During the March 2020 Market Dislocation: this report presents an analysis of Form N-MFP submissions between December 2019 and December 2020 for all money market funds, including the impact of the COVID-19 pandemic on weekly fluctuations in fund prices, and identifies factors that influenced market prices
- Security-Based Swap Dealer Statistics: this report analyzes the population of conditionally registered SBSDs as of December 31, 2024
DERA was established to advance the SEC’s statutory mission to protect investors, maintain fair, orderly and efficient markets, and facilitate capital formation through sound, economic analysis and rigorous data analytics.
Source:
SEC Publishes New Market Data, Analysis, and Visualizations (sec.gov)
