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Tuesday, September 16. 2025

SEC Staff to Host Roundtable on Trade-Through Prohibitions

The SEC’s Division of Trading and Markets will present a roundtable to discuss trade-through prohibitions in the National Market System stock and listed options markets. The meeting is free and open for the public to attend via livestream on sec.gov. A recording of the discussion will be available following the event. The event takes place on Thursday, September 18, 2025, beginning at 9:15 a.m. ET.


Staff from the SEC’s Division of Trading and Markets and the Division’s Office of Analytics and Research will present the following panels:

  • Market Participants’ Experience with Trade-Through Prohibitions
  • A Trade-Through Prohibition’s Role in Today’s Market Structure
  • Forward Thinking

Interested parties may submit inquiries and remarks through the Committee’s internet submission form or via email at rules-comments@sec.gov with “File No. 265-28” as the subject through September 17, 2025. For more details, including a detailed agenda, please visit the event’s agenda on the SEC’s website.


Source:

Roundtable on Trade-Through Prohibitions (sec.gov)

Posted by
LeAnn Dey
in Events, SEC at 10:00
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