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Monday, January 22. 2018

SEC Releases Registration Fee Estimator 1.2

The SEC’s Office of Financial Management Filing Fees announced the release of the web-based Registration Fee Estimator 1.2. Included in this release are all effective fee-bearing form types.

Continue reading "SEC Releases Registration Fee Estimator 1.2" »
Posted by
The Novaworks Team
in Filing Technology, SEC, SEC Filing Help at 17:10

Thursday, January 11. 2018

SEC Changes N-PORT Filing Requirements

The SEC announced on December 8th, 2017 that filing Form N-PORT on the EDGAR system will now not become mandatory until April 2019 for larger fund groups and April 2020 for smaller fund groups. However, these groups should still prepare and maintain N-PORT information in their records and make it available to the SEC upon request. This decision to modify Form N-PORT’s filing requirements comes as the agency continues its previously announced review and uplift of its EDGAR and other systems.

Continue reading "SEC Changes N-PORT Filing Requirements" »
Posted by
The Novaworks Team
in EDGAR News, SEC at 15:08

Monday, January 08. 2018

SEC's Peak Filing Schedule for 2018

To aid filers avoid missing deadlines and reduce congestion around busy important filing dates, the SEC provides an anticipated peak filing schedule. Peak EDGAR filing times are estimated using historical data. The 2018 schedule is now available from the SEC.

Continue reading "SEC's Peak Filing Schedule for 2018" »
Posted by
The Novaworks Team
in EDGAR News, SEC, SEC Filing Help at 09:06
(Page 1 of 1, totaling 3 entries)

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