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Friday, September 28. 2018

Event: SEC to Host Roundtable on Market Data and Market Access

Members of the SEC’s staff will host a two-day roundtable on October 25 and October 26 on market data and market access. This roundtable is hosted by the SEC’s Division of Trading and Markets.

Continue reading "Event: SEC to Host Roundtable on Market Data..." »
Posted by
The Novaworks Team
in Events, SEC at 10:07

Thursday, September 27. 2018

Event: SEC to Host Roundtable on the Proxy Process

Members of the SEC’s staff will host a roundtable on November 15 to hear investor, issuer, and other market participant views about the proxy process and rules. This roundtable will focus on key aspects of the proxy system in the US, including proxy voting mechanics and technology, the shareholder proposal process, and the role and regulation of proxy advisory firms.

Continue reading "Event: SEC to Host Roundtable on the Proxy Process" »
Posted by
The Novaworks Team
in Events, SEC at 14:18

Friday, September 07. 2018

SEC to Release EDGAR 18.3

The Securities and Exchange Commission is planning to release EDGAR 18.3 in October 2018. The EDGAR Filer Manual (Volume II) will also be updated to Version 48 with this release. These changes will take effect on October 1 if approved (for non-rule based changes; see the SEC Final Rules posted here for rule-based changes and their implementation dates).

Continue reading "SEC to Release EDGAR 18.3" »
Posted by
The Novaworks Team
in EDGAR News, SEC at 13:57
(Page 1 of 1, totaling 3 entries)

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