On February 24th, the SEC updated its Public Alert: Unregistered Soliciting Entities (PAUSE) list, which contains entities that have been subject of investor complaints. This list of entities falsely claim to be registered, licensed, and/or located in the United States, impersonate genuine registered securities firms, and claim to be fictitious regulators, government agencies, or organizations. The goal of the PAUSE list is to better inform investors so that they can avoid becoming the victim of fraud.
Continue reading "SEC Updates PAUSE List of Firms Using..." »Thursday, February 27. 2020
SEC Updates PAUSE List of Firms Using Inaccurate Information to Solicit Investors
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