Monday, March 30. 2020
Corporation Finance Disclosure Guidance Topic: Coronavirus (COVID-19)
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Friday, March 27. 2020
SEC Adopts Temporary Final Rule to Address Form ID Notarization Challenges
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SEC Provides Additional Temporary Regulatory Relief and Assistance to Market Participants Affected by COVID-19
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Wednesday, March 25. 2020
SEC Extends Conditional Exemptions From Reporting and Proxy Delivery Requirements In Light of Coronavirus Disease 2019
Tuesday, March 24. 2020
Form ID and Notorization Issues
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SEC Provides Temporary Additional Flexibility to Registered Investment Companies Affected by Coronavirus
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Monday, March 23. 2020
SEC Enables Immediate Effectiveness of Changes to Facilitate NYSE Electronic Auctions in Light of Trading Floor Closure
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SEC Provides Regulatory Relief for Registered Transfer Agents and Others Affected by the Coronavirus Disease 2019
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Friday, March 20. 2020
Webinar: Transitioning to Remote Operation with GoFiler
To aid our clients in their efforts to transition to telecommuting and remote work, we are offering a webinar on Tuesday, March 24 from 11:00am to 12:00pm EDT that will cover the different methods of deploying GoFiler remotely.
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Wednesday, March 18. 2020
SEC Takes Actions to Assist and Provide Relief During COVID-19 Outbreak
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SEC Amends Rules to Encourage Issuers to Conduct Debt Offerings on a Registered Basis
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Tuesday, March 17. 2020
SEC Provides Guidance to Promote Shareholder Engagement for Companies and Funds Affected by COVID-19
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Monday, March 16. 2020
SEC Adopts Investor Disclosure Improvements for Variable Annuities and Variable Life Insurance Contracts
Thursday, March 12. 2020
SEC Reduces Burdens on Smaller Issuers by More Appropriately Tailoring Filer Definitions
The SEC adopted amendments to the accelerated filer and large accelerated filer definitions on March 12th. These amendments will more appropriately tailor the types of issuers that are included in these definitions, thereby reducing unnecessary burdens and compliance costs for some smaller issuers while maintaining investor protections. The SEC and Congress have a historical practice of providing scaled disclosure and other accommodations to reduce burdens for new and smaller issuers, and these amendments further that goal.
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