Thursday, July 30. 2020

Small Business Capital Formation Advisory Committee Meeting to Focus on Underrepresented Founders in Markets

The ongoing COVID-19 pandemic has highlighted the importance of access to capital for small businesses across the country. The Small Business Capital Formation Advisory Committee recently met to discuss and develop solutions that can support small business’ short- and long-term capital needs. The SEC responded to the Committee’s feedback with temporary emergency relief to expedite the offering process for smaller, established companies. Continue reading "Small Business Capital Formation Advisory..." »
Posted by
The Novaworks Team
in Events, SEC at 12:58

Wednesday, July 22. 2020

SEC, MSRB, FINRA to Hold Compliance Outreach Program for Municipal Advisors

On July 16th, the SEC, the Municipal Securities Rulemaking Board (MSRB), and the Financial Industry Regulatory Authority (FINRA) announced they will jointly host a virtual Compliance Outreach Program for Municipal Advisors. The webcast program will be held Thursday, August 13, 2020, from 1 pm to 3 pm ET.
Continue reading "SEC, MSRB, FINRA to Hold Compliance Outreach..." »
Posted by
The Novaworks Team
in Events, SEC at 11:26
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