On August 31st, the SEC revised its list of unregistered entities using misleading data to solicit primarily non-US investors. Twenty-three soliciting entities, eight impersonators of legitimate securities firms, and seven phony regulators have been added to the the Public Alert: Unregistered Soliciting Entities (PAUSE) list.
Continue reading "SEC Updates List of Firms Using Inaccurate..." »
Thursday, September 03. 2020
SEC Updates List of Firms Using Inaccurate Information to Solicit Investors
FERC Extends Deadlines for Certain Forms for Entities Affected by Hurricane Laura
On August 28, FERC extended deadlines for some forms through and including September 30th for entities and investment professionals affected by Hurricane Laura in the Gulf Coast region of the United States. In recognition of these emergency conditions, and following sections 385.101(e) and 385.2008 of FERC’s Rules of Practice and Procedure, 18 C.F.R. §§ 385.101(e) and 385.2008 (2019), FERC has determined that there is good cause to grant this extension of time.
Continue reading "FERC Extends Deadlines for Certain Forms for..." »
Continue reading "FERC Extends Deadlines for Certain Forms for..." »
(Page 1 of 1, totaling 2 entries)