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Wednesday, December 30. 2020

New Year’s Hours

The SEC will be closed Friday, January 1 in observance of New Year’s Day. The EDGAR System will not receive, process, or accept filings on this day. Filings with a due date of January 1 will be due the following business day, which is Monday, January 4.

Continue reading "New Year’s Hours" »
Posted by
The Novaworks Team
in EDGAR News, Novaworks News, SEC at 18:02

Monday, December 28. 2020

SEC Requests Comment on Changes to Rule 144 and Form 144

On December 22, 2020, the SEC proposed an amendment to Rule 144 under the Securities Act of 1933 that would revise the holding period determination for securities acquired upon the conversion or exchange of certain “market-adjustable securities”. This change should decrease the risk of unregistered distributions in connection with sales of those securities. In addition, the SEC is proposing updates and simplifications to the Form 144 filing requirements. Continue reading "SEC Requests Comment on Changes to Rule 144 and..." »
Posted by
The Novaworks Team
in EDGAR News, SEC, SEC Filing Help at 11:22

Tuesday, December 22. 2020

Christmas Hours

The SEC will be closed Thursday, December 24 and Friday, December 25 due to the closure of the federal government on these two days. The EDGAR System will not receive, process, or accept filings on either of these days. Filings with a due date of December 24 or December 25 will be considered timely if filed on or before December 28, which is the SEC’s next business day.
Continue reading "Christmas Hours" »
Posted by
The Novaworks Team
in EDGAR News, Novaworks News, SEC at 11:44

Thursday, December 17. 2020

SEC Approves New Rule 15 Under Regulation S-T

On December 11, 2020, the SEC adopted new Rule 15 under Regulation S-T to identify a number of measures the SEC may take in its governing of the Electronic Data Gathering, Analysis, and Retrieval (“EDGAR”) system in promoting the integrity and reliability of EDGAR submissions. The new rule covers items not easily addressed by existing rules or filer corrective disclosure. The SEC has adopted Rule 15 to provide transparency and further substantiate the system by which it expeditiously informs filers and other relevant individuals of its activities under the rule. Continue reading "SEC Approves New Rule 15 Under Regulation S-T" »
Posted by
The Novaworks Team
in EDGAR News, Filing Technology, SEC at 10:48

Monday, December 14. 2020

New Release (5.6a) for the GoFiler Family of Products

Version 5.6a of all applications in the GoFiler Suite has been released. This release corresponds to EDGAR 20.4 and contains support for the new form types and exhibits released by the SEC in EDGAR 20.4. It also has support for other EDGAR 20.4 changes, improvements to the validation for XDX and iXBRL documents, and new tools for pasting and for iXBRL redlining.

Continue reading "New Release (5.6a) for the GoFiler Family of..." »
Posted by
The Novaworks Team
in EDGAR News, GoFiler Updates, Novaworks News at 17:55

SEC Releases EDGAR 20.4

On December 14, 2020, EDGAR Release 20.4 was released by the Securities and Exchange Commission. This release includes new exhibits types for Regulation A forms, a new checkbox on Forms 10-K, 20-F, and 40-F, and a number of changes that correspond to Release 33-10771.

Continue reading "SEC Releases EDGAR 20.4" »
Posted by
The Novaworks Team
in EDGAR News, SEC, SEC Filing Help at 10:23

Wednesday, December 02. 2020

SEC Releases 2021 Peak Filing Volume Dates for EDGAR Filings

To help filers avoid missing deadlines and reduce online traffic around crucial filing dates, the SEC releases a filing schedule detailing when it expects to receive the highest volume of EDGAR filings. The 2021 schedule is now available from the SEC. Continue reading "SEC Releases 2021 Peak Filing Volume Dates for..." »
Posted by
The Novaworks Team
in EDGAR News, SEC at 10:48
(Page 1 of 1, totaling 7 entries)

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