Thursday, December 16. 2021
SEC Announces Proposed Modifications to Electronic Recordkeeping Rule Requirements
The SEC has published proposed amendments designed to revise and enhance requirements for the means by which broker-dealers, security-based swap dealers (SBSDs), and major security-based swap participants (MSBSPs) maintain electronic records and produce prompt records. These changes are intended to modernize current record-keeping requirements to facilitate the production of more timely and accurate information.
Continue reading "SEC Announces Proposed Modifications to..." »
(Page 1 of 1, totaling 1 entries)