Tuesday, August 30. 2022

SEC Approves Pay Versus Performance Disclosure Rules

On August 25th, the SEC announced that it has approved amendments to implement the pay versus performance provision as required by Congress in the Dodd-Frank Act. Under the newly adopted rules, registrants are required to disclose information about the relationship between executive compensation actually paid by a registrant and the registrant’s financial performance.

Continue reading "SEC Approves Pay Versus Performance Disclosure..." »
Posted by
LeAnn Dey
in Corporation Finance, SEC, XBRL at 13:42

Monday, August 29. 2022

SEC Publishes Fee Rate Advisory #1 for Fiscal Year 2023

On August 26th, the SEC announced that the fees that public companies and other issuers pay to register their securities with the SEC will be $110.20 per million dollars, an increase from $92.70 per million dollars in the previous fee rate advisory. The change in the fee rate will be effective October 1. Continue reading "SEC Publishes Fee Rate Advisory #1 for Fiscal..." »
Posted by
LeAnn Dey
in SEC at 10:25

Friday, August 26. 2022

SEC, CFTC Announce Proposed Amendments to Enhance Private Fund Reporting

The SEC has announced that, in conjunction with the Commodity Futures Trading Commission (CFTC), it is proposing amendments to Form PF that would revise reporting requirements for all filers and large hedge fund advisers. Form PF is the confidential reporting form for certain SEC-registered investment advisers to private funds. This includes those also registered with the CFTC as a commodity pool operator (CPO) or commodity trading adviser (CTA). Continue reading "SEC, CFTC Announce Proposed Amendments to..." »
Posted by
LeAnn Dey
in SEC at 11:23

Friday, August 19. 2022

SEC Announces Proposed Rules to Enhance Clearing Agency Governance and to Mitigate Conflicts of Interest

The SEC has proposed new rules to enhance conditions regarding governance throughout all registered clearing agencies by decreasing the probability that conflicts of interest may impact the board of directors or another governing body of a registered clearing agency. Continue reading "SEC Announces Proposed Rules to Enhance..." »
Posted by
LeAnn Dey
in Investor Education, SEC at 13:52

Wednesday, August 17. 2022

SEC Announces XBRL Taxonomy Update

On August 15th, the SEC updated the EDGAR system to Release 22.2.2 which will now support the 2022Q3 supplemental US GAAP Financial Reporting Taxonomy and 2022Q3 supplemental SEC Reporting Taxonomy (SRT). The 2022Q3 supplements to the US GAAP Financial Reporting Taxonomy and SRT are comparable to supplements that the Financial Accounting Standards Board published on its website on August 2, 2022. Continue reading "SEC Announces XBRL Taxonomy Update" »
Posted by
LeAnn Dey
in EDGAR News, SEC, US GAAP Taxonomy, XBRL at 11:10

Tuesday, August 09. 2022

SEC Announces Public Availability of Form 13F Data Sets

On August 2nd, the SEC announced that the Form 13F Data Sets are now available for download. The Form 13F Data Sets provide the securities holding information required of institutional investment managers under Section 13(f) of the Securities Exchange Act of 1934. The securities holding information is also made accessible to the public in structured Form 13F filings with the SEC. The data is extracted from the XML-based section of public Form 13F submissions made in the SEC’s EDGAR system. Continue reading "SEC Announces Public Availability of Form 13F..." »
Posted by
LeAnn Dey
in DERA, SEC Filing Help at 16:02

Monday, August 08. 2022

SEC Staff to Hold Open Meeting to Discuss Proposing Amendments to Form PF

The SEC’s Division of Investment Management will hold a meeting via webcast on sec.gov to discuss and consider whether to propose amendments to Form PF to amend reporting requirements for all filers and large hedge fund advisers. The meeting is free, open for the public to attend, and will take place on Wednesday, August 10, 2022 at 10:00 a.m. ET. {expires: 2022-08-11} Continue reading "SEC Staff to Hold Open Meeting to Discuss..." »
Posted by
LeAnn Dey
in Events, SEC, SEC Filing Help at 14:33
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