Monday, February 06. 2023

SEC Issues Reminder of Upcoming Form 144 Electronic Filing Compliance Deadline

The SEC has reminded affected filers about the April 13, 2023 compliance deadline for transitioning from paper filing to electronic filing for Form 144. In accordance with the SEC’s June 2022 adopted amendments concerning EDGAR filing requirements, certain Form 144 filings must be made on the SEC’s EDGAR system, for which filers must ensure that they have an account. The electronic filing requirement applies to all Form 144 filings except for related to securities of issuers that do not file 1934 Act reports with the SEC on EDGAR. Continue reading "SEC Issues Reminder of Upcoming Form 144..." »
Posted by
LeAnn Dey
in Novaworks News, SEC, SEC Filing Help at 17:02

SEC’s Small Business Advisory Committee to Discuss Capital Raising in 2023

The SEC’s Small Business Capital Formation Advisory Committee will hold a meeting on Tuesday, February 7, 2023, from 10:00 a.m. to 3:30 p.m. ET. The Committee will address matters related to facilitating start-up creation and growth by discussing what makes entrepreneurial communities work effectively. Members of the public may join the live meeting via webcast on sec.gov. {expires: 2023-02-08} Continue reading "SEC’s Small Business Advisory Committee to..." »
Posted by
LeAnn Dey
in Events, SEC at 07:10
(Page 1 of 1, totaling 2 entries)