SEC Announces Virtual Investor Advisory Committee Meeting on December 3

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Monday, November 30. 2020

SEC Announces Virtual Investor Advisory Committee Meeting on December 3

On November 25, 2020, the SEC announced its virtual Investor Advisory Committee meeting that will take place on Thursday, December 3, 2020. The event will begin at 10:00 a.m. ET and will be presented live via webcast for public viewing on sec.gov. The meeting also will be archived on the Committee’s website for later viewing.

The Investor Advisory Committee was established to advise the SEC on:

regulatory priorities and the regulation of securities products
trading strategies and fee structures
the effectiveness of disclosure and initiatives to protect investor interests
promoting investor confidence and the integrity of the securities marketplace

The Committee is comprised of members who represent diverse investor interests, including seniors, those of individual and institutional investors, and state securities commissions. For more information and a full list of Committee members, visit the Committee’s webpage.

At the meeting, two panels will discuss the following matters: 1) corporate disclosure during COVID-19; and 2) COVID-19 implications for the next proxy season. The Committee will also introduce new officers Jennifer Marietta-Westberg as Chair, Heidi Stam as Vice Chair, Ted Daniels as Secretary, and JW Verret as Assistant Secretary, all of whom were elected under the revised bylaws approved on September 24 and will become effective December 3.

Investor Advisory Committee

Dec. 3, 2020

Meeting Agenda

10:00–10:25 a.m. ET	Welcome Remarks
10:25–10:35 a.m. ET	Announcement of Results of Officers Election
10:35–10:40 a.m. ET	Approval of Minutes of Previous Meeting
10:40 a.m.–12:10 p.m. ET	Panel Discussion Regarding Corporate Disclosure During COVID-19 Moderator: Cien Asoera, AAMS®, Financial Advisor, Edward Jones and Member, SEC Investor Advisory Committee Speakers: Brian Hall, Executive Vice President and Chief Financial Officer Lippert Components, Inc. (LCI) Sandra J. Peters, CPA, CFA Head, Financial Reporting Policy CFA Institute Dan Taylor, PhD Associate Professor The Wharton School at the University of Pennsylvania
12:10–1:40 p.m. ET	Lunch/Non-Public Administrative Session
1:40–3:40 p.m. ET	Panel Discussion Regarding COVID-19 Implications for Next Proxy Season Moderator: Paul Mahoney, Interim Chairman and David and Mary Harrison Distinguished Professor of Law, University of Virginia School of Law Speakers: Matt DiGuiseppe Vice President, Asset Stewardship Team State Street Global Advisors Colleen Honigsberg, PhD Associate Professor of Law Stanford Law School Darla Stuckey President and CEO Society for Corporate Governance
3:40–4:00 p.m. ET	Subcommittee Reports
4:00 p.m. ET	Adjournment