The Divisions of Corporation Finance and Investment Management Provide Guidance Regarding the Use of Paper “Courtesy Copies”

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Friday, January 28. 2022

The Divisions of Corporation Finance and Investment Management Provide Guidance Regarding the Use of Paper “Courtesy Copies”

The Divisions of Corporation Finance and Investment Management receive paper “courtesy copies” of materials from many individuals and entities when they file or submit via EDGAR, email, online form or other electronic methods of communication. Registrants frequently send marked copies of amendments to registration statements or copies of electronically filed registration statements showing modifications from previously submitted or filed versions.

The divisions request that paper courtesy copies no longer be sent as normal practice unless requested by the staff.

Sources:

Announcement The Divisions of Corporation Finance and Investment Management Ask that Paper “Courtesy Copies” No Longer Be Provided Unless Requested by the Staff (sec.gov)

Posted by

LeAnn Dey

in Corporation Finance, Investment Management, SEC Filing Help at 13:25