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Monday, April 13. 2026

FERC to Hold Open Commission Meeting

The Federal Energy Regulatory Commission’s (FERC) staff will hold its monthly open meeting via webcast on ferc.gov on Thursday, April 16, 2026, at 10:00 a.m. ET. The one-hour meeting is open for the public to attend. Continue reading "FERC to Hold Open Commission Meeting" »
Posted by
LeAnn Dey
in Events, FERC at 11:30

Wednesday, March 18. 2026

FERC to Hold Open Commission Meeting

The Federal Energy Regulatory Commission’s (FERC) staff will hold its monthly open meeting via webcast on ferc.gov on Thursday, March 19, 2026, at 10:00 a.m. ET. The one-hour meeting is open for the public to attend. Continue reading "FERC to Hold Open Commission Meeting" »
Posted by
LeAnn Dey
in Events, FERC at 10:00

Tuesday, March 17. 2026

XBRL US Staff to Host Data Quality Committee Meeting

XBRL US’ Data Quality Committee (DQC) will host an online meeting for industry leaders to discuss plans to implement rules and guidance for public companies complying with the SEC’s XBRL requirements. The webinar will take place on Wednesday, March 18th, and will begin at 10:00 a.m. Eastern. Continue reading "XBRL US Staff to Host Data Quality Committee..." »
Posted by
LeAnn Dey
in Data Quality Committee, Events, XBRL at 16:30

Thursday, March 12. 2026

XBRL US Webinar on XBRL Reporting for Special Purpose Acquisition Companies Now Available for Viewing

On March 11th, XBRL US hosted a webinar to review and discuss matters related to financial reporting for Special Purpose Acquisition Companies (SPACs). The session featured an overview of the related final rule, a demonstration of XBRL tagging requirements for SPACs, and a review of SPAC filings submitted to date. Continue reading "XBRL US Webinar on XBRL Reporting for Special..." »
Posted by
LeAnn Dey
in Events, SEC, SEC Filing Help, XBRL at 10:30

Tuesday, February 17. 2026

SEC’s Small Business Capital Formation Advisory Committee to Hold Open Meeting

The SEC’s Small Business Capital Formation Advisory Committee will hold an open meeting to discuss the private secondary market and further explore “finders” (individuals who help companies with limited capital-raising activities in private markets). Staff also will consider matters concerning rules and regulations affecting small and emerging businesses and their investors under the federal securities laws. Continue reading "SEC’s Small Business Capital Formation Advisory..." »
Posted by
LeAnn Dey
in Events, SEC at 10:45

Wednesday, January 21. 2026

FERC to Hold Open Commission Meeting

The Federal Energy Regulatory Commission’s (FERC) staff will hold its monthly open meeting via webcast on ferc.gov on Thursday, January 22, 2026, at 10:00 a.m. ET. The one-hour meeting is open for the public to attend. {expires: 2026-01-23} Continue reading "FERC to Hold Open Commission Meeting" »
Posted by
LeAnn Dey
in Events, FERC at 14:15

Tuesday, January 20. 2026

SEC to Host Compliance Outreach on Regulation S-P

The SEC’s Divisions of Examinations, Investment Management, and Trading and Markets will hold the final of three compliance outreach events that discuss the 2024 adoption of amendments to Regulation S-P. The last of these events is geared toward each registrant type and has been scheduled according to compliance deadlines published in the Regulation S-P rule amendments. The webcast will take place on Thursday, January 22, 2026, from 11:00 a.m. to 12:30 p.m. Eastern. The event is open for the public to attend virtually on the SEC’s website. Though not required for remote attendance, prior registration is preferred. Continue reading "SEC to Host Compliance Outreach on Regulation S-P" »
Posted by
LeAnn Dey
in Events, Investment Management, SEC at 09:45

Thursday, January 15. 2026

SEC, MSRB, FINRA to Host Virtual Compliance Outreach

The SEC, Municipal Securities Rulemaking Board (MSRB), and Financial Industry Regulatory Authority (FINRA) jointly will host a compliance outreach program for municipal market advisors and dealers. The workshop is free and open for the public to attend, but registration is required. The two-day remote event will take place on Wednesday, January 21 and Thursday, January 22, from 12 p.m. to 5 p.m. each day. Following the event, a recording of the program also will be archived on the SEC's webpage. Continue reading "SEC, MSRB, FINRA to Host Virtual Compliance..." »
Posted by
LeAnn Dey
in Events, MSRB, MSRB Filing Help, SEC, SEC Filing Help at 16:45

Wednesday, December 17. 2025

XBRL US Presents Webinar: Enhancing the XBRL Technical Specification

XBRL US will host a webinar for XBRL US Members and government employees to discuss the OIM Technical Specification that currently is in development. The one-hour event takes place Wednesday, December 17, 2025, at 3 p.m. Eastern. Continue reading "XBRL US Presents Webinar: Enhancing the XBRL..." »
Posted by
LeAnn Dey
in Events, XBRL at 11:15

Tuesday, December 16. 2025

FERC to Hold Open Commission Meeting

The Federal Energy Regulatory Commission’s (FERC) staff will hold its monthly open meeting via webcast on ferc.gov on Thursday, December 18, 2025, beginning at 10:00 a.m. ET. The staff will be addressing topics and matters including the following categories: administrative, electric, gas, hydro, and certificates. {expires: 2025-12-08} Continue reading "FERC to Hold Open Commission Meeting" »
Posted by
LeAnn Dey
in Events, FERC at 09:30

Thursday, December 11. 2025

SEC to Discuss Rule 611 of Regulation NMS

The SEC will hold a roundtable to discuss Rule 611 of Regulation NMS and other related rules and regulatory requirements. The roundtable will take place on Tuesday, December 16, 2025, beginning at 10:00 a.m. Eastern. The event is free, open to the public, and registration is required only for those attending in person. Continue reading " SEC to Discuss Rule 611 of Regulation NMS" »
Posted by
LeAnn Dey
in Events, SEC, SEC Filing Help at 12:15

Monday, October 13. 2025

FERC to Hold Open Commission Meeting

The Federal Energy Regulatory Commission’s (FERC) staff will hold its monthly open meeting via webcast on ferc.gov on Thursday, October 16, 2025, beginning at 10:00 a.m. ET. The staff will be addressing topics and matters including the following categories: administrative, electric, gas, hydro, and certificates. Continue reading "FERC to Hold Open Commission Meeting" »
Posted by
LeAnn Dey
in Events, FERC at 11:45

Thursday, September 25. 2025

SEC, CFTC to Hold Joint Roundtable on Regulatory Harmonization Efforts

The Securities and Exchange Commission, in conjunction with the Commodity Futures Trading Commission (CFTC), will host a public roundtable to discuss regulatory harmonization efforts and to establish more sound and competitive US markets. The event is open to the public to attend via webcast on the SEC’s website, but registration is required. The roundtable takes place on Monday, September 29, 2025, from 1:00 p.m. to 5:30 p.m. ET. Continue reading "SEC, CFTC to Hold Joint Roundtable on..." »
Posted by
LeAnn Dey
in Events, SEC at 10:00

Friday, September 19. 2025

SEC Announces Series of Compliance Outreaches on Regulation S-P

The SEC's Divisions of Examinations, Investment Management, and Trading and Markets will hold a series of three compliance outreach events to discuss the 2024 adoption of amendments to Regulation S-P. The events will be geared toward each registrant type and scheduled according to compliance deadlines published in the Regulation S-P rule amendments. The first webcast will take place on Thursday, September 25, 2025, at 1:00 p.m. ET. The event is open for the public to attend via webcast on the SEC's website. Though not required for this event, prior registration is preferred. Continue reading " SEC Announces Series of Compliance Outreaches..." »
Posted by
LeAnn Dey
in Events, Investment Management, SEC at 11:00

Tuesday, September 16. 2025

SEC Staff to Host Roundtable on Trade-Through Prohibitions

The SEC's Division of Trading and Markets will present a roundtable to discuss trade-through prohibitions in the National Market System stock and listed options markets. The meeting is free and open for the public to attend via livestream on sec.gov. A recording of the discussion will be available following the event. The event takes place on Thursday, September 18, 2025, beginning at 9:15 a.m. ET. Continue reading " SEC Staff to Host Roundtable on Trade-Through..." »
Posted by
LeAnn Dey
in Events, SEC at 10:00
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