Wednesday, October 20. 2021
SEC Revises Filing Fee Disclosure and Payment Methods
The SEC voted on October 13th to apply updates to the current methods used to calculate, report, and pay filing fees. The modifications are intended to help automate filing fee calculation and validation and update fee payment options. Importantly, the SEC is introducing a structured data format disclosure requirement concerning fee calculations to most fee-bearing forms.
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SEC Reopens Comment Period for Listing Standards for Recovery of Erroneously Awarded Compensation
The SEC has reopened the comment period for the proposed rules to enforce Section 954 of the Dodd-Frank Act regarding listing standards for the recovery of money erroneously disbursed for incentive-based executive compensation. The proposal would require national securities exchanges to establish listing standards that would mandate that listed companies adopt and comply with a compensation recovery policy, satisfying the requirements of Section 10D of the Exchange Act. This is commonly referred to as a clawback policy.
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Friday, October 15. 2021
Novaworks Opens Beta for XBRLworks for FERC
The first filing deadline for the FERC’s new XBRL mandate is fast approaching. Are you ready?
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SEC Advises Filers on Inappropriate Use of Custom Tags for Operating Lease Right-of-Use Asset Amortization
The SEC’s Division of Economic and Risk Analysis (DERA) recently released an announcement reminding filers to use the standard elements provided in the Generally Accepted Accounting Principles (GAAP) taxonomy to tag data rather than create and use custom tags. The SEC has recognized that, though custom tags accommodate unique conditions in a filer’s individual disclosure, the use of custom tags could potentially impair users’ ability to compare similar data across companies.
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Wednesday, October 13. 2021
XBRLworks Scheduled Maintenance
XBRLworks will be unavailable during scheduled maintenance today, October 13th, from 2:00 p.m. to 5:00 p.m. ET. During this time, the application will be updated to version 0.9d.
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SEC Proposes Amendments to Form N-PX
The SEC has proposed revisions to Form N-PX to broaden the form’s scope and make it easier and more efficient for investors to get vital information from mutual funds, exchange-traded funds, and other funds that report about their proxy votes. Funds have been required since 2003 to file Form N-PX reports to disclose their voting practices for proxy proposals concerning their investments. However, funds may be inconsistent in the way in which they disclose information about their votes, or they may use a format that is not machine readable, which can make it sometimes difficult for investors to analyze reported data. The rule would render funds’ proxy voting records more usable and easier to analyze. In addition, investors would be able to more easily monitor how their funds vote and compare different funds’ voting records.
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Tuesday, October 12. 2021
SEC Announces EDGAR Next and EDGAR Beta
The SEC has announced its plans to introduce a project entitled “EDGAR Next – Improving Filer Access and Account Management”, wherein the SEC is proposing a rule with potential technical changes to the way filers access the EDGAR System to make submissions and how filers manage individuals who make submissions on their behalf.
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Monday, October 11. 2021
FERC to Present Virtual Conference on Reassessment of the Electric Quarterly Report Requirements
The FERC will host a webinar to provide an opportunity for FERC staff, filers, and data users to address potential changes to the current EQR data fields. The conference will take place on Thursday, October 14, 2021, from 10:00 a.m. – 12:30 p.m. ET. {expires: 2021-10-15}
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Tuesday, October 05. 2021
SEC, MSRB, FINRA Collaborate to Host Compliance Outreach Program for Municipal Advisors
The SEC’s Division of Examinations and Office of Municipal Securities (OMS), the Municipal Securities Rulemaking Board (MSRB), and the Financial Industry Regulatory Authority (FINRA) will jointly host the virtual 2021 Compliance Outreach Program for Municipal Advisors on Thursday, October 7, 2021 from 10:00 a.m. to 5:00 p.m. ET. {expires: 2021-10-08}
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FERC Rescheduling Office of Public Participation Workshop on Technical Assistance
In consultation with the US Department of Energy’s Pacific Northwest National Laboratory (PNNL), the staff of the FERC’s Office of Public Participation (OPP) will host a virtual seminar to discuss topics related to technical assistance and ways OPP can prioritize technical assistance for the public. The event was originally scheduled to take place on Thursday, September 16, 2021 but will now be presented via webcast on Thursday, October 7, 2021, from 1:00 p.m. to 4:30 p.m. ET. {expires: 2021-10-08}
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Monday, September 27. 2021
FERC to Update eForms Refresh
On Sept. 8, 2021, the FERC published revisions to its eForms Refresh portal, a resource that provides important updates for those who provide FERC reporting applications.
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Friday, September 24. 2021
FERC eForms System Temporarily Unavailable for Maintenance
The FERC has announced that it will be taking its eForms system offline for maintenance. The system will be unavailable from September 24, 2021 at 4:00 p.m. to September 27 at 9:00 a.m ET. During this time, all test filings will be removed from the system and the database will be updated to include all the migrated filings available. {expires: 2021-09-28}
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FERC to Host Second Conference on Energy and Ancillary Services Markets
The FERC will host its second virtual staff-led conference on energy and ancillary services markets administered by Regional Transmission Organizations and Independent System Operators. The event takes place on Tuesday, October 12, 2021, from 9:00 a.m. to 5:00 p.m. ET. {expires: 2021-10-13}
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Monday, September 20. 2021
New Release (5.10a) for the GoFiler Family of Products
Version 5.10a of all applications in the GoFiler Suite has been released. This release corresponds to EDGAR Release 21.3 and contains support for new submission types 424I, N-RN, and SBS DISPUTE NOTICE. This release also contains EDGAR changes for the N-CEN and N-PORT forms, as well as changes to the country code for Taiwan for all EDGAR XML forms. Version 5.10a contains new features for file edit logging and additional improvements have been made to XDX and XBRL within the software.
Continue reading "New Release (5.10a) for the GoFiler Family of..." »SEC Releases EDGAR 21.3
On September 20, 2020, EDGAR Release 21.3 was released by the Securities and Exchange Commission. This release includes new submission types N-RN, 424I, and SBS DISPUTE NOTICE. This release also introduces a Pilot phase for filing Form 24F-2 in a structured XML format.
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