Monday, February 26. 2024
SEC Reminds Filers to Confirm Accurate Internal Links in EDGAR Filings
On February 20th, the SEC reminded filers to confirm that internal links in their EDGAR filings are working properly before to submitting the filings on EDGAR. Electronic filers may include links to different sections within a single HTML document, such as, in exhibits filed under Item 601 of Regulation S–K. Filers should be mindful that incorrect internal links will result in errors surrounding those links when the filings are disseminated.
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Friday, February 23. 2024
SEC’s Staff to Discuss Accredited Investor Definition and IPOs
The SEC’s Small Business Capital Formation Advisory Committee will hold an open meeting via webcast on sec.gov to discuss matters concerning rules and regulations affecting small and emerging businesses and their investors under the federal securities laws. The meeting will take place on Tuesday, February 27, 2024, at 10:00 a.m. ET. This meeting is free and open for the public to attend. {expires: 2024-02-28}
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SEC Proposes to Revise Definition of Qualifying Venture Capital Funds
The SEC has proposed a rule to update the dollar threshold for a fund to qualify as a “qualifying venture capital fund” for purposes of section 3(c)(1) of the Investment Company Act of 1940. Qualifying venture capital funds are not included in the Act’s definition of an “investment company.” The rule is intended to update the dollar threshold from the current standard of $10 million to $12 million aggregate capital contributions and uncalled committed capital. Under the Economic Growth, Regulatory Relief, and Consumer Protection Act of 2018, the SEC is required to index the dollar figure for this threshold to inflation once every five years.
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Thursday, February 22. 2024
SEC Provides Guidance on Inline XBRL Filing Fee Exhibit
The SEC has provided guidance on how to prepare and submit Inline XBRL filing fee exhibits (EX-FILING FEES) to the EDGAR system. This guidance is provided in accordance with the SEC’s Filing Fee Disclosure and Payment Methods Modernization rule, adopted in October 2021. As a reminder, GoFiler already provides a new filing fee disclosure preparation tool.
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Friday, February 16. 2024
President’s Day
The SEC will be closed Monday, February 19th in observance of President’s Day/Washington’s Birthday. The EDGAR System will not receive, process, or accept filings on this day. Filings with a due date of February 19th will be due the following business day, Tuesday, February 20th. The FERC will also be closed in observance of the federal holiday. eForms will accept filings submitted on February 19th. {expires: 2024-02-20}
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Monday, February 12. 2024
New Release (5.21b) for the GoFiler Family of Products
Version 5.21b of all applications in the GoFiler Suite has been released. This release corresponds to EDGAR 24.0.2 and contains support for the new XML SCHEDULE 13D and SCHEDULE 13G forms. Additionally, support has been added for the 2024 FFD taxonomy with a new fee exhibit editing tool available in beta mode. See the release notes for more information.
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On February 8th, the SEC announced that, in conjunction with the Commodity Futures Trading Commission (CFTC), it has adopted amendments to Form PF that are designed to modernize reporting requirements for all filers and large hedge fund advisers. Form PF is the confidential reporting form for certain SEC-registered investment advisers to private funds. This includes those also registered with the CFTC as a commodity pool operator (CPO) or commodity trading adviser (CTA). The adopted revisions are intended to provide further insight into private funds’ operations and strategies, reduce reporting errors, and assist in identifying trends (those that could improve data quality and comparability).
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Thursday, February 08. 2024
SEC Approves New Rules to Include Certain Significant Market Participants as “Dealers” or “Government Securities Dealers”
On February 6th, the SEC announced that it adopted two new rules that would require market participants who engage in certain dealer roles (especially those who assume significant liquidity-providing roles in the markets) to register with the SEC pursuant to Sections 15 and 15C of the Exchange Act, to become members of a self-regulatory organization (SRO), and to comply with federal securities laws and regulatory obligations as well as any applicable SRO and Treasury rules and requirements.
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Tuesday, February 06. 2024
SEC Announces EDGAR Release 24.0.2
On February 5, 2024, the SEC implemented EDGAR Release 24.0.2, which includes changes to the filing cut-off times for Schedules 13D and 13G, as well as updates to Forms N-MFP3 and Form N-PX.
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Thursday, February 01. 2024
Issue Filing Large XBRL Reports to the EDGAR System
Some time over the weekend of January 27th, EDGAR XBRL filers began experiencing an issue when submitting large XBRL filings to the EDGAR system. This issue concerns a change that was made in Arelle. Specifically, when an XBRL report is run through Arelle with too many possible dimensional combinations on a single report, Arelle now produces an error and the EDGAR System rejects the filing. The SEC is working on a solution to this issue.
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Wednesday, January 31. 2024
FASB Releases Proposed Taxonomy Implementation Guides for 2024 US GAAP Financial Reporting Taxonomy
On January 26th, the Financial Accounting Standards Board (FASB) released two proposed Taxonomy Implementation Guides based on the 2024 US GAAP Financial Reporting Taxonomy, which is currently under consideration by the SEC. These guides focus on the XBRL modeling for the reporting of leases and reporting by investment companies.
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SEC’s Division of Trading and Markets to Hold Open Meeting
The SEC’s Division of Trading and Markets has announced that it has rescheduled its open meeting to Tuesday, February 6, 2024, at 10:00 a.m. The meeting was originally scheduled for Wednesday, January 31, at 9:30 a.m. ET. The meeting is free, open for the public to attend and will be webcast on sec.gov. During the meeting, the Division will explore the definition of certain phrases as they relate to the regulation of liquidity providers. {expires: 2024-02-07}
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SEC Announces 2024 Filing Fee Disclosure (FFD) Taxonomy
On January 29th, the EDGAR system has been updated with interim release 24.0.1 and now supports the Filing Fee Disclosure (FFD) taxonomy. This taxonomy provides the elements for tagging data related to the SEC’s new rule on filing fee disclosures using Inline XBRL.
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Tuesday, January 30. 2024
SEC Announces EDGAR Release 24.0.1
On January 29th, the SEC released EDGAR Release 24.0.1. This was a minor release that introduced a flag to indicate the inclusion of the new structured filing fee exhibit in applicable filings.
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Saturday, January 27. 2024
GoFiler Desktop Licensing Server Maintenance Completed
The GoFiler Desktop Licensing Server maintenance has been completed. {expires: 2024-01-28}
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