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Friday, September 25. 2015

SEC Proposes Liquidity Management Rules

On September 22, the Securities and Exchange Commission published a proposed rule that would require mutual funds and exchange-traded funds (ETFs) to implement liquidity risk management programs. Additionally, the SEC proposes to enhance disclosure regarding fund liquidity and redemption practices. The aim is to better ensure that investors can redeem shares and receive assets in a timely manner, particularly when investors are looking to exit during times of market turmoil.

Continue reading "SEC Proposes Liquidity Management Rules" »
Posted by
The Novaworks Team
in SEC at 12:13
(Page 1 of 1, totaling 1 entries)

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