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Monday, September 28. 2015

SEC Aims to Increase Transparency With New Rulemaking Database

Chair Mary Jo White announced the launch of a new rulemaking database on Thursday, September 24, in a bid to provide enhanced transparency into the Security and Exchange Commission’s rulemaking process.

Continue reading "SEC Aims to Increase Transparency With New..." »
Posted by
The Novaworks Team
in SEC at 12:20

Friday, September 25. 2015

SEC Proposes Liquidity Management Rules

On September 22, the Securities and Exchange Commission published a proposed rule that would require mutual funds and exchange-traded funds (ETFs) to implement liquidity risk management programs. Additionally, the SEC proposes to enhance disclosure regarding fund liquidity and redemption practices. The aim is to better ensure that investors can redeem shares and receive assets in a timely manner, particularly when investors are looking to exit during times of market turmoil.

Continue reading "SEC Proposes Liquidity Management Rules" »
Posted by
The Novaworks Team
in SEC at 12:13

Monday, September 14. 2015

SEC Releases EDGAR 15.3

On September 14, 2015, EDGAR 15.3 was released by the Securities and Exchange Commission. This release contained new EDGAR forms and changes to exhibits.

Continue reading "SEC Releases EDGAR 15.3" »
Posted by
The Novaworks Team
in EDGAR News, SEC at 11:09

Friday, September 04. 2015

New SEC FOIA Regulations

Last month, changes to the SEC’s Freedom of Information Act (FOIA) regulations became effective. These changes included an extension to the time frame for FOIA appeals in addition to increased fees for processing FOIA requests.

Continue reading "New SEC FOIA Regulations" »
Posted by
The Novaworks Team
in SEC at 10:48
(Page 1 of 1, totaling 4 entries)

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