On May 1st, the Securities and Exchange Commission’s Division of Enforcement released answers to frequently asked questions concerning the Share Class Selection Disclosure (SCSD) Initiative. This initiative was announced earlier this year on February 12th with the goal of protecting advisory clients from undisclosed conflicts of interest and aid in returning money to those investors affected by previous undisclosed conflicts of interest.
Continue reading "SEC Enforcement Division Issues FAQs for Share..." »Monday, May 07. 2018
SEC Enforcement Division Issues FAQs for Share Class Selection Disclosure Initiative
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