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Monday, May 28. 2018

SEC Proposes FAIR Act Rules to Promote Research Reports on Investment Funds

On May 23, 2018, the SEC proposed new rules and amendments that would promote research on mutual funds, exchange-traded funds, registered closed-end funds, business development companies, and similar investment funds. These changes would reduce obstacles often encountered in providing research on investment funds by aligning the treatment of such reports with research on other public entities. The Congressional mandate of the Fair Access to Investment Act of 2017 (FAIR ACT) underlies the SEC’s actions in proposing these changes.

Continue reading "SEC Proposes FAIR Act Rules to Promote Research..." »
Posted by
The Novaworks Team
in SEC, SEC Filing Help at 13:48
(Page 1 of 1, totaling 1 entries)

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