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Monday, July 15. 2019

SEC Investor Advisory Committee to Meet on July 25

The SEC’s Investor Advisory Committee will hold a meeting on July 25 at 9 a.m. EST. This committee was established to advise the SEC on regulatory priorities and issues, including the regulation of securities products, trading strategies, fee structures, the effectiveness of disclosure, and initiatives to protect investor interests and promote investor confidence. Members of the committee represent a wide variety of investors, from individual and institutional investors to senior citizens and state securities commissions.

Continue reading "SEC Investor Advisory Committee to Meet on July 25" »
Posted by
The Novaworks Team
in Events, SEC at 11:27

SEC Announces August 13 Meeting of Small Business Capital Formation Advisory Committee

The SEC’s Small Business Capital Formation Advisory Committee will hold a meeting on August 13. This meeting will begin at 9:30 a.m. CST (10:30 a.m. EST) and will be conducted at Creighton University in Omaha, Nebraska. It is freely open to the public, but there is limited seating availability. In addition, the meeting will be webcast live on the SEC’s website and archived for later viewing. The full agenda for the meeting will be announced at a later date.

Continue reading "SEC Announces August 13 Meeting of Small..." »
Posted by
The Novaworks Team
in Events, SEC at 11:22
(Page 1 of 1, totaling 2 entries)

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