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Monday, July 15. 2019

SEC Investor Advisory Committee to Meet on July 25

The SEC’s Investor Advisory Committee will hold a meeting on July 25 at 9 a.m. EST. This committee was established to advise the SEC on regulatory priorities and issues, including the regulation of securities products, trading strategies, fee structures, the effectiveness of disclosure, and initiatives to protect investor interests and promote investor confidence. Members of the committee represent a wide variety of investors, from individual and institutional investors to senior citizens and state securities commissions.

Continue reading "SEC Investor Advisory Committee to Meet on July 25" »
Posted by
The Novaworks Team
in Events, SEC at 11:27

SEC Announces August 13 Meeting of Small Business Capital Formation Advisory Committee

The SEC’s Small Business Capital Formation Advisory Committee will hold a meeting on August 13. This meeting will begin at 9:30 a.m. CST (10:30 a.m. EST) and will be conducted at Creighton University in Omaha, Nebraska. It is freely open to the public, but there is limited seating availability. In addition, the meeting will be webcast live on the SEC’s website and archived for later viewing. The full agenda for the meeting will be announced at a later date.

Continue reading "SEC Announces August 13 Meeting of Small..." »
Posted by
The Novaworks Team
in Events, SEC at 11:22

Friday, July 12. 2019

XBRL US Offers Useful Q&A on SEC Cover Page Tagging

XBRL US has posted a helpful Q&A on the new Inline XBRL (iXBRL) Cover Page tagging requirements for SEC filings.

Continue reading "XBRL US Offers Useful Q&A on SEC Cover Page..." »
Posted by
The Novaworks Team
in Novaworks News, SEC Filing Help, US GAAP Taxonomy, XBRL at 11:57

Monday, July 08. 2019

SEC Staff to Host Roundtable on Management of Public Companies and Other Regulatory Requirements

The SEC’s Division of Corporation Finance will be hosting a roundtable on July 18th at the SEC’s headquarters in Washington, D.C. This roundtable will allow investors, issuers, and other market participants to speak about the impact of short-termism on capital markets and whether the SEC’s reporting system (or other aspects of the SEC’s regulatory approaches) should be modified to address these concerns.

Continue reading "SEC Staff to Host Roundtable on Management of..." »
Posted by
The Novaworks Team
in Events, SEC at 14:43

Wednesday, July 03. 2019

SEC Closed Thursday, July 4

The SEC will be closed Thursday, July 4 in observance of Independence Day. The EDGAR System will not receive, process or accept filings on this day. Filings with a due date of July 4 will be due the following business day. Continue reading "SEC Closed Thursday, July 4" »
Posted by
The Novaworks Team
in EDGAR News, Novaworks News, SEC at 15:01

Monday, July 01. 2019

SEC Announces Upcoming Events for Main Street Investors in Boston

SEC Chairman Jay Clayton announced that the SEC will hold two events for Main Street investors in Boston on Monday, July 8th. The first event is a roundtable hosted by Chairman Clayton with Main Street Investors that will focus on the SEC’s ongoing investor education efforts. The roundtable will explore issues relevant to Main Street investors, such as understanding important differences between investment advisers and broker-dealers. Other senior SEC staff will join the event.

Continue reading "SEC Announces Upcoming Events for Main Street..." »
Posted by
The Novaworks Team
in Events, SEC at 11:54
(Page 1 of 1, totaling 6 entries)

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