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Friday, April 08. 2022

SEC Proposes Rules to Reform Registration and Regulation of Security-Based Swap Execution Facilities

On April 6th, the SEC proposed new Regulation SE under the Securities Exchange Act of 1934. The rules would establish the process for an entity to register with the SEC as a security-based swap execution facility (SBSEF) and introduce a new form required for registration. Continue reading "SEC Proposes Rules to Reform Registration and..." »
Posted by
LeAnn Dey
in SEC, XBRL at 13:45
(Page 1 of 1, totaling 1 entries)

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