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Thursday, April 28. 2022

SEC Revises PAUSE List of Firms Using Misleading Information to Solicit Investors

On April 25th, the SEC announced that it has revised its list of unregistered entities that use inaccurate data to solicit mainly non-US investors. This update adds 58 soliciting entities, 11 impersonators of real firms, and one bogus regulator. Continue reading "SEC Revises PAUSE List of Firms Using..." »
Posted by
LeAnn Dey
in Investor Education, SEC at 13:30
(Page 1 of 1, totaling 1 entries)

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