On September 29th, the SEC announced that it will be carefully monitoring the effects of Hurricanes Ian and Fiona and welcomes inquiries from individuals with obligations under the federal securities laws that may be impacted by the storms. As the SEC follows the storms’ developments, it will consider easing regulatory requirements for those affected by the storms.
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Friday, September 30. 2022
SEC Closely Observing Impact of Hurricanes Ian and Fiona on Capital Markets
Wednesday, September 28. 2022
SEC Adopts Pay Versus Performance Rules, Releases Draft Executive Compensation Disclosure (ECD) Taxonomy and Guide
On September 26th, the SEC approved amendments to current rulemaking that would require registrants to disclose information concerning the connection between executive compensation and company performance. Detailed information on the Pay Versus Performance final rule is available on sec.gov. Under the adopted amendments, registrants will be required to use Inline XBRL to tag their pay versus performance disclosure.
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Friday, September 23. 2022
SEC Staff Releases Research Study on Fund Performance Benchmarks
On September 19th, the SEC announced that researchers from its Office of the Investor Advocate (OIAD) published an independent research study that explores the effects of mutual fund performance benchmarks. This OIAD study analyzed market data and the findings of a large behavioral experiment to better understand how investors respond to benchmark presentation during the decision-making process and how funds use and display benchmark information.
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SEC Division of Corporation Finance Announces New Offices Dedicated to Crypto Assets and Industrial Applications and Services
The SEC has announced that the Division of Corporation Finance’s Disclosure Review Program (DRP) will be supplemented with an Office of Crypto Assets and an Office of Industrial Applications and Services later this fall. The new offices will connect with the seven existing offices that provide focused review of issuer filings.
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Monday, September 19. 2022
New Release (5.16a) for the GoFiler Family
Version 5.16a of all applications in the GoFiler Suite has been released. This release corresponds to EDGAR 22.3 and contains support for a number of new EDGAR submission types, including XML form editing for the modernized Form 144 and Form 144/A. Additional corrections and improvements were made to XDX processing.
Continue reading "New Release (5.16a) for the GoFiler Family " »SEC Adopts Inflation Adjustments Under JOBS Act
On September 9th, the SEC announced that it has approved rules to adjust the annual gross revenue thresholds in the definition of “emerging growth company” (EGC). The SEC also adopted rules to increase certain dollar amounts in Regulation Crowdfunding to make effective inflation adjustments required under Titles I and III of the Jumpstart Our Business Startups (JOBS) Act.
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SEC Announces Next Investor Advisory Committee Meeting
The SEC has announced a virtual Investor Advisory Committee meeting that will take place on Wednesday, September 21, 2022, at 10:00 a.m. ET. The public may attend this free event, which will be presented live via webcast at sec.gov. {expires: 2022-06-22}
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XBRL US Announces Upcoming Data Quality Committee Web Conference
XBRL US’ Data Quality Committee (DQC) will host an online meeting for industry leaders to further engage in discussions and plans to establish rules and guidance for public corporations complying with the SEC’s XBRL requirements. The three-hour meeting takes place on Wednesday, September 21, 2022 and will begin at 9:00 a.m. ET. {expires: 2022-09-22}
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Thursday, September 15. 2022
FASB Releases Proposed Changes and Technical Guide for 2023 SEC Reporting Taxonomy, Solicits Comment
On September 8th, the FASB announced that it has released for public review and comment proposed technical and other conforming improvements for the 2023 SEC Reporting Taxonomy (SRT) along with the related release notes. The technical and conforming modifications made to the SRT are designed to improve its overall utility.
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Monday, September 12. 2022
SEC Staff to Discuss Treasury Clearing Standards for Membership Requirements and Risk Management
The SEC’s Division of Trading and Markets will convene a meeting via webcast on sec.gov on Wednesday, September 14, 2022 at 10:00 a.m. ET. The meeting is free and open for the public to attend. The meeting will focus on treasury clearing standards and risk management. {expires: 2022-09-15}
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SEC Releases Draft Fiscal Years 2022-2026 Strategic Plan
The SEC has released its Draft 2022–2026 Strategic Plan for public comment. The plan is comprised of a draft of the SEC’s strategic goals, planned initiatives, mission, vision, and values. By introducing these goals, the SEC expects to continue to be a proficient, consistent presence in the evolving capital markets.
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FASB Releases Proposed 2023 DQCRT for Review and Comment
On September 6th, the Financial Accounting Standards Board (FASB) staff issued the Proposed 2023 DQC Rules Taxonomy (DQCRT) for the US GAAP and SEC reporting taxonomies. Individuals and organizations may review and comment on the modifications made to the proposed DQCRT until October 6, 2022.
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XBRL US to Host Webinar: AI, Machine Learning & Structured Data
XBRL US will host a webinar to discuss how businesses and governments benefit from machine learning and artificial intelligence platforms with regards to identifying patterns and anomalies, and how quality structured data improves results in machine learning platforms. The online seminar will take place on Thursday, September 29, 2022, beginning at 3:00 p.m. ET. The one-hour event is open for the public to attend at no cost, but registration is required. {expires: 2022-09-30}
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Saturday, September 10. 2022
SEC Publishes Insider Transactions Data Sets
On September 2nd, the SEC announced that the Insider Transactions Data Sets are available for download on sec.gov. Under Section 16 of the Securities Exchange Act of 1934, senior executives, directors, and 10%+ shareholders (also referred to as insiders) must make initial and ongoing filings pertaining to their company stock holdings. This also includes the requirement that insiders report most of their transactions in the company’s stock.
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Tuesday, September 06. 2022
FERC Releases Updates to eForms Refresh
The FERC has announced that the eForms Accepted Filings RSS feed was updated to support the performance of the eForms system. RSS feed subscriptions are limited to 650 current filings.
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