Version 5.18a of all applications in the GoFiler Suite has been released. This release corresponds to EDGAR 23.1 and contains an update to Forms 4 and 5. Additionally, this release contains support for exhibit 19 for Forms 10-K and 10-KT, as well as changes to NPORT, 13F, X-17A, and inline XBRL.
Continue reading "New Release (5.18a) for the GoFiler Family of..." »Monday, March 20. 2023
New Release (5.18a) for the GoFiler Family of Products
SEC’s Division of Investment Management and Division of Trading and Markets to Hold Open Meeting
The SEC’s Division of Investment Management and Division of Trading and Markets will convene a meeting to discuss enhancing private fund reporting, electronic submission of certain materials under the Securities Exchange Act of 1934, and amendments regarding the FOCUS Report. The meeting will take place on Wednesday, March 22, 2023, at 10:00 a.m. ET, and is free and open for the public to attend on sec.gov. {expires: 2023-03-23}
Continue reading "SEC’s Division of Investment Management and..." »
SEC Proposes Amendments to Broaden and Modify Regulation SCI
On March 15th, the SEC proposed amendments to expand the scope of entities subject to Regulation Systems Compliance and Integrity (Regulation SCI) under the Securities Exchange Act and to update a number of the requirements under the regulation. The proposed amendments both consider the changes in technology and trading since the regulation was adopted in 2014 and help to enhance to strengthen the technology framework of the US securities markets.
Continue reading "SEC Proposes Amendments to Broaden and Modify..." »
(Page 1 of 1, totaling 3 entries)
