Friday, March 18. 2022
SEC Announces Registration for Virtual 2022 Small Business Forum
Thursday, March 17. 2022
SEC Staff to Hold Meeting to Discuss Proposing Amendments to Improve Climate-Related Disclosures
Wednesday, March 16. 2022
SEC Extends Interactive Data Rule, Seeks Comment
Tuesday, March 15. 2022
SEC Announces Proposed Short Sale Disclosure Rule, Order Marking Requirement, and CAT Amendments and Reopens Comment Period for Proposed Rule 10c-1
Monday, March 14. 2022
SEC Proposes Reforms to Two Whistleblower Program Rules
Friday, March 11. 2022
SEC Proposes Rules to Increase Transparency Regarding Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure
Tuesday, March 08. 2022
GoFiler Online Now Supports Form 24F-2
Thursday, March 03. 2022
XBRL US to Host Webinar with SEC to Discuss Fee-Based Filing & Payment Methods Modernization
Tuesday, March 01. 2022
Senate Energy and Natural Resources Full Committee to Hold Hearing To Assess FERC’s Recent Guidance On Natural Gas Pipelines
Monday, February 28. 2022
SEC Announces Proposed Cybersecurity Risk Management Rules and Amendments for Registered Investment Advisers and Funds
Thursday, February 24. 2022
Quickly and Easily Migrate Your Process for 24F to XML
The latest version of GoFiler (5.12b) now includes a Form 24F-2NT legacy import. This function allows old annual report information documents to be easily added to a new 24F-2NT XML form and has been developed to supplement the existing CSV import.
Continue reading "Quickly and Easily Migrate Your Process for 24F..." »Wednesday, February 23. 2022
SEC Announces Proposal to Reduce Risks in Clearance and Settlement
On February 9th, the SEC announced that it is proposing new rules and amendments intended to protect investors by reducing risks in the clearance and settlement of securities. The revisions would increase operational efficacy by shortening time between the execution of securities transaction and its settlement. The proposed rule would decrease the standard settlement cycle for the majority of broker-dealer transactions from two business days after the trade date (“T+2”) to one business day after the trade date (“T+1”).
Continue reading "SEC Announces Proposal to Reduce Risks in..." »Tuesday, February 22. 2022
New Release (5.12b) for the GoFiler Family of Products
Version 5.12b of all applications in the GoFiler Suite has been released. This contains a number of corrections and improvements to the new Fee Table Included and EX-FILING FEES exhibit as well as improvements to the Form 24F View. As part of the improvements for Form 24F-2NT, this release also introduces a new feature to import legacy text (ASCII) filings directly into the Form 24F annual filing information. This release also contains some improvements for XDX and the iXBRL preview function.
Continue reading "New Release (5.12b) for the GoFiler Family of..." »SEC Proposes New Rules to Boost Private Fund Investor Protection
On February 9th, the SEC announced that it is proposing new rules and amendments under the Investment Advisers Act of 1940 (Advisers Act) to improve the oversight of private funds and their advisers in the $18-trillion marketplace.
Continue reading "SEC Proposes New Rules to Boost Private Fund..." »Monday, February 21. 2022
SEC Proposes Amendments to Update Beneficial Ownership Reporting
The SEC announced on February 9th that it is proposing to amend certain rules that govern beneficial ownership reporting under Exchange Act Sections 13(d) and 13(g). The rules would enhance disclosure requirements, reduce information imbalances and provide more timely information to meet the needs of investors and the market.
Continue reading "SEC Proposes Amendments to Update Beneficial..." »