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Tuesday, October 05. 2021

SEC, MSRB, FINRA Collaborate to Host Compliance Outreach Program for Municipal Advisors

The SEC’s Division of Examinations and Office of Municipal Securities (OMS), the Municipal Securities Rulemaking Board (MSRB), and the Financial Industry Regulatory Authority (FINRA) will jointly host the virtual 2021 Compliance Outreach Program for Municipal Advisors on Thursday, October 7, 2021 from 10:00 a.m. to 5:00 p.m. ET. {expires: 2021-10-08} Continue reading "SEC, MSRB, FINRA Collaborate to Host Compliance..." »
Posted by
The Novaworks Team
in Events, SEC at 09:50
(Page 1 of 1, totaling 1 entries)

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