The SEC’s Division of Trading and Markets has announced that it has rescheduled its open meeting to Tuesday, February 6, 2024, at 10:00 a.m. The meeting was originally scheduled for Wednesday, January 31, at 9:30 a.m. ET. The meeting is free, open for the public to attend and will be webcast on sec.gov. During the meeting, the Division will explore the definition of certain phrases as they relate to the regulation of liquidity providers. {expires: 2024-02-07} Continue reading "SEC’s Division of Trading and Markets to Hold..." »

The SEC’s Division of Corporation Finance will hold an open meeting via webcast on sec.gov that will take place on Wednesday, January 24, 2024, at 10:00 a.m. ET. The meeting is free and open for the public to attend and will cover matters concerning special purpose acquisition companies (SPACs). {expires: 2024-01-25} Continue reading "SEC Staff to Hold Open Meeting Concerning SPACs" »

The FERC will hold its monthly open meeting via webcast on ferc.gov on Thursday, January 18, 2024 at 10:00 a.m. ET. The one-hour meeting is open for the public to attend. {expires: 2024-01-18} Continue reading "FERC to Hold Its Monthly Open Commission Meeting" »

To explore the impact of the Financial Data Transparency Act (FDTA) of 2022, XBRL US will hold a webinar that will feature discussions with municipal bond investors who will share their views on what data they use, what kind of issuers they follow, and how access to digitized municipal bond issuer data could change how they work. The FDTA requires disclosures from municipal bond issuers to be made available to investors and other data users in a searchable, machine-readable and structured format. Municipal bond investors will also share insights on the technology impact of data standards, machine-learning, and artificial intelligence on the municipal marketplace. The virtual seminar will take place on January 17, 2024, from 3:00 p.m. – 4:00 p.m. ET. {expires: 2023-01-18} Continue reading "XBRL US Webinar: FDTA Impact on Municipal Bond..." »

The FERC will hold its monthly open meeting via webcast on ferc.gov on Tuesday, December 19, 2023, at 10:00 a.m. ET. The one-hour meeting is open for the public to attend. {expires: 2023-12-20} Continue reading "FERC to Hold Its Monthly Open Commission Meeting" »

The SEC’s Division of Trading and Markets and the Office of the Chief Accountant will hold an open meeting via webcast on sec.gov that will take place on Wednesday, December 13, 2023, at 10:00 a.m. ET. The meeting is free and open for the public to attend. {expires: 2023-12-14} Continue reading "SEC Staff to Hold Open Meeting" »

The SEC’s Investor Advisory Committee will hold an open meeting via webcast on sec.gov that will take place on Thursday, December 7, 2023, at 10:00 a.m. ET. The meeting is free and open for the public to attend. The meeting will cover committee matters, including subcommittee reports and approval of previous meeting minutes. {expires: 2023-12-08} Continue reading "SEC Staff to Hold Investor Advisory Committee..." »

The SEC, the Municipal Securities Rulemaking Board (MSRB), and Financial Industry Regulatory Authority (FINRA) jointly will host a virtual Compliance Outreach Program especially designed to help municipal market participants better understand their compliance obligations. Staff from each organization will address the current state of the examination, enforcement, and regulatory framework, and will discuss what lies ahead. The outreach event will take place on Thursday, December 7, 2023, from 10:30 a.m. – 4:30 p.m. ET. This webcast is free and open for the public to attend but registration is required. {expires: 2023-12-08} Continue reading "SEC, MSRB, FINRA to Co-Sponsor Compliance..." »

The SEC’s Small Business Capital Formation Advisory Committee will hold an open meeting via webcast on sec.gov to discuss matters concerning rules and regulations affecting small and emerging businesses and their investors under the federal securities laws. The meeting will take place on Wednesday, November 29, 2023, at 10:00 a.m. ET and is free and open for the public to attend. {expires: 2023-11-30} Continue reading "SEC’s Small Business Capital Formation Advisory..." »

The FERC staff will hold its monthly open meeting via webcast on ferc.gov on Thursday, November 16, 2023, at 10:00 a.m. ET. The one-hour meeting is open for the public to attend. {expires: 2023-11-17} Continue reading "FERC to Hold Its Monthly Open Commission Meeting" »

The SEC’s Division of Trading and Markets will hold an open meeting concerning volume-based exchange transaction pricing for NMS stocks via webcast on sec.gov. The web meeting will take place on Wednesday, October 18, 2023, at 10:00 a.m. ET and is free and open for the public to attend. {expires: 2023-10-19} Continue reading "SEC’s Division of Trading and Markets to..." »

The FERC staff will hold its monthly open meeting via webcast on ferc.gov on Thursday, October 19, 2023, at 10:00 a.m. ET. The one-hour meeting is open for the public to attend. {expires: 2023-10-20} Continue reading "FERC to Hold Its Monthly Open Commission Meeting" »

The SEC’s Division of Trading and Markets will hold an open meeting via webcast on sec.gov concerning the reporting of securities loans and short position and activity reporting. The meeting will take place on Friday, October 13, 2023 at 9:30 a.m. ET. The meeting is free and open for the public to attend. {expires: 2023-10-14} Continue reading "SEC’s Division of Trading and Markets to..." »

The SEC has announced that World Investor Week (WIW) 2023 will focus on the significance of investors taking time to do due diligence, and how doing so may help them avoid fraud and to make better informed investment decisions. The event, which also emphasizes investor education and protection, takes place online and in person October 2 through October 8, 2023. {expires: 2023-10-09} Continue reading "SEC Hosts World Investor Week 2023 Centered on..." »

The SEC’s Investor Advisory Committee will hold an open meeting via webcast on sec.gov that will take place on Thursday, September 21, 2023, at 10:00 a.m. ET. The meeting is free and open for the public to attend. It will cover committee matters, including topics pertaining to Regulation D and swing pricing. {expires: 2023-09-22} Continue reading "SEC Staff to Hold Investor Advisory Committee..." »